|
1
|
Bank of America
Charlotte,
North Carolina
|
$17.6M
|
+$574K
|
+57,943
|
+3%
|
|
|
2
|
LPL Financial
San Diego,
California
|
$17.5M
|
+$1.91M
|
+192,820
|
+12%
|
|
|
3
|
Wells Fargo
San Francisco,
California
|
$16.2M
|
+$1.65M
|
+165,989
|
+11%
|
|
|
4
|
Penserra Capital Management
Orinda,
California
|
$12.6M
|
-$4.68M
|
-471,806
|
-27%
|
|
|
5
|
|
$9.13M
|
+$256K
|
+25,834
|
+3%
|
|
|
6
|
|
$9.01M
|
-$108K
|
-10,915
|
-1%
|
|
|
7
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$8.62M
|
+$8.48M
|
+855,996
|
New
|
|
|
8
|
Invesco Senior Secured Management
New York
|
$8.14M
|
–
|
–
|
–
|
|
|
9
|
Capital Investment Advisors
Atlanta,
Georgia
|
$7M
|
+$448K
|
+45,171
|
+7%
|
|
|
10
|
Guggenheim Capital
Chicago,
Illinois
|
$6.83M
|
+$262K
|
+26,401
|
+4%
|
|
|
11
|
UBS Group
Zurich,
Switzerland
|
$6.72M
|
+$1.67M
|
+168,028
|
+34%
|
|
|
12
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$5.46M
|
+$723K
|
+72,958
|
+16%
|
|
|
13
|
|
$4.42M
|
–
|
–
|
–
|
|
|
14
|
|
$4.33M
|
+$3.77M
|
+380,000
|
+760%
|
|
|
15
|
Eaton Vance Management
Boston,
Massachusetts
|
$3.9M
|
–
|
–
|
–
|
|
|
16
|
Baird Financial Group
Milwaukee,
Wisconsin
|
$3.83M
|
+$610K
|
+61,569
|
+19%
|
|
|
17
|
Raymond James & Associates
St Petersburg,
Florida
|
$3.29M
|
+$72.5K
|
+7,320
|
+2%
|
|
|
18
|
Ameriprise
Minneapolis,
Minnesota
|
$3.06M
|
+$309K
|
+31,150
|
+11%
|
|
|
19
|
Next Capital Management
New York
|
$2.71M
|
-$150K
|
-15,152
|
-5%
|
|
|
20
|
RFG Advisory
Birmingham,
Alabama
|
$2.6M
|
+$53.3K
|
+5,377
|
+2%
|
|
|
21
|
1607 Capital Partners
Richmond,
Virginia
|
$2.51M
|
-$1.71M
|
-172,054
|
-41%
|
|
|
22
|
Saba Capital Management
New York
|
$2.39M
|
-$24.7M
|
-2,495,074
|
-91%
|
|
|
23
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$1.81M
|
–
|
–
|
–
|
|
|
24
|
Investment Management Associates
Greenwood Village,
Colorado
|
$1.81M
|
–
|
–
|
–
|
|
|
25
|
Loomis, Sayles & Company
Boston,
Massachusetts
|
$1.63M
|
-$743K
|
-75,000
|
-32%
|
|
