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Nuveen Floating Rate Income Fund
JFR

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$64.6M +$388K +47,432 +0.6%
SIA
2
Sit Investment Associates
Minnesota
$50.7M -$4.58M -560,568 -9%
MIG
3
Mariner Investment Group
New York
$33.5M -$6.79M -830,456 -17%
CPC
4
Congress Park Capital
New York
$23.9M +$3.25M +397,228 +16%
LPL Financial
5
LPL Financial
California
$23.7M +$430K +52,654 +2%
Invesco
6
Invesco
Georgia
$22.7M +$168K +20,525 +0.8%
Bank of America
7
Bank of America
North Carolina
$21.6M +$838K +102,481 +4%
GC
8
Guggenheim Capital
Illinois
$17.7M +$791K +96,716 +5%
PCM
9
Penserra Capital Management
California
$17.7M +$504K +61,654 +3%
CWP
10
Cyndeo Wealth Partners
Florida
$15.3M +$2.98M +364,320 +25%
Raymond James Financial
11
Raymond James Financial
Florida
$11.5M -$455K -55,602 -4%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$11.3M +$1.29M +158,147 +13%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$9.89M +$19.2K +2,353 +0.2%
AAM
14
Advisors Asset Management
Colorado
$9.56M +$289K +35,318 +3%
UBS Group
15
UBS Group
Switzerland
$8.33M +$526K +64,336 +7%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$8.3M -$43.3K -5,295 -0.5%
Cohen & Steers
17
Cohen & Steers
New York
$7.23M – – –
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$6.07M +$238K +29,062 +4%
EFG
19
Ethos Financial Group
Pennsylvania
$5.93M -$266K -32,483 -4%
Ameriprise
20
Ameriprise
Minnesota
$5.4M +$169K +20,616 +3%
Wells Fargo
21
Wells Fargo
California
$5.32M -$182K -22,254 -3%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$5.19M -$4.32K -528 -0.1%
CBA
23
Coastal Bridge Advisors
Connecticut
$4.53M -$250K -30,573 -5%
YCM
24
Yakira Capital Management
Connecticut
$3.66M -$1.58M -193,444 -31%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$3.33M -$345K -42,222 -10%
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