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Nuveen Floating Rate Income Fund
JFR

Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$20.6M +$2.63M +239,378 +15%
JP Morgan Chase
2
JP Morgan Chase
New York
$17.1M – – –
Morgan Stanley
3
Morgan Stanley
New York
$12.3M +$318K +28,902 +3%
RCA
4
Restructuring Capital Associates
Connecticut
$9.36M -$462K -42,000 -5%
LCM
5
Laurion Capital Management
New York
$8.51M +$63K +5,726 +0.7%
GC
6
Guggenheim Capital
Illinois
$6.96M +$382K +34,699 +6%
Invesco
7
Invesco
Georgia
$6.8M +$714K +64,903 +12%
UBS Group
8
UBS Group
Switzerland
$5.62M +$1.21M +109,853 +27%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$4.97M +$142K +12,912 +3%
EVM
10
Eaton Vance Management
Massachusetts
$4.19M – – –
SIA
11
Sit Investment Associates
Minnesota
$4.14M +$3.09M +281,202 +285%
AAM
12
Advisors Asset Management
Colorado
$3.45M +$113K +10,286 +3%
Wells Fargo
13
Wells Fargo
California
$3.25M -$1.19M -107,896 -27%
UCFA
14
United Capital Financial Advisors
Texas
$1.64M +$106K +9,595 +7%
Ameriprise
15
Ameriprise
Minnesota
$1.37M -$367K -33,378 -21%
RJA
16
Raymond James & Associates
Florida
$1.27M +$79.8K +7,254 +7%
WAM
17
Wolverine Asset Management
Illinois
$1.23M +$1.24M +112,574 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.18M +$62K +5,633 +6%
HFS
19
HL Financial Services
Kentucky
$1.18M +$39.6K +3,600 +3%
FWIA
20
Fort Washington Investment Advisors
Ohio
$1.17M +$121K +11,000 +11%
PAG
21
Private Advisor Group
New Jersey
$1.16M +$729K +66,208 +165%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$975K +$115K +10,470 +13%
EIA
23
Edgemoor Investment Advisors
Maryland
$955K – – –
MCM
24
McKinley Capital Management
Alaska
$932K -$120K -10,884 -11%
SCM
25
Southport Capital Management
Tennessee
$873K -$614K -55,791 -41%
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