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Nuveen Floating Rate Income Fund
JFR

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$44.9M +$595K +68,337 +1%
LPL Financial
2
LPL Financial
California
$24.1M +$690K +79,340 +3%
Bank of America
3
Bank of America
North Carolina
$21.8M +$178K +20,511 +0.8%
Invesco
4
Invesco
Georgia
$15.5M -$3.25M -373,565 -17%
PCM
5
Penserra Capital Management
California
$13.7M +$307K +35,322 +2%
GC
6
Guggenheim Capital
Illinois
$12.2M -$92.8K -10,659 -0.7%
CPC
7
Congress Park Capital
New York
$10.9M +$1.9M +218,221 +21%
Wells Fargo
8
Wells Fargo
California
$10.1M -$428K -49,156 -4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$8.87M -$574K -65,906 -6%
UBS Group
10
UBS Group
Switzerland
$8.18M +$287K +32,938 +4%
AAM
11
Advisors Asset Management
Colorado
$8.05M -$487K -56,007 -6%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$8M +$572K +65,785 +8%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$6.57M -$852K -97,935 -11%
Rockefeller Capital Management
14
Rockefeller Capital Management
New York
$6.26M +$232K +26,604 +4%
Cohen & Steers
15
Cohen & Steers
New York
$5.85M +$261K +30,000 +5%
Ameriprise
16
Ameriprise
Minnesota
$5.21M +$596K +68,440 +13%
NCM
17
Next Capital Management
New York
$4.71M -$260K -29,919 -5%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$4.41M -$62.9K -7,230 -1%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$4.16M -$3.16M -363,291 -43%
CWP
20
Cyndeo Wealth Partners
Florida
$4.12M +$514K +59,019 +14%
RJA
21
Raymond James & Associates
Florida
$3.93M -$122K -14,008 -3%
CBA
22
Coastal Bridge Advisors
Connecticut
$3.83M +$903K +103,719 +31%
Pathstone Holdings
23
Pathstone Holdings
New Jersey
$3.31M +$1.89M +216,704 +131%
RA
24
RFG Advisory
Alabama
$3.29M -$74K -8,500 -2%
Osaic Holdings
25
Osaic Holdings
Arizona
$3.05M -$905K -104,022 -23%
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