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Nuveen Floating Rate Income Fund
JFR

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$45.9M -$154K -17,256 -0.3%
LPL Financial
2
LPL Financial
California
$24.4M -$353K -39,472 -1%
Bank of America
3
Bank of America
North Carolina
$21.6M -$103K -11,499 -0.5%
Invesco
4
Invesco
Georgia
$17.7M -$1.67M -186,648 -9%
PCM
5
Penserra Capital Management
California
$17.6M +$1.19M +132,860 +7%
GC
6
Guggenheim Capital
Illinois
$16M +$2.85M +318,303 +21%
CPC
7
Congress Park Capital
New York
$13.8M +$447K +49,963 +3%
Raymond James Financial
8
Raymond James Financial
Florida
$12.2M +$12.2M +1,364,867 New
AAM
9
Advisors Asset Management
Colorado
$9.46M +$387K +43,259 +4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$9.37M +$217K +24,225 +2%
UBS Group
11
UBS Group
Switzerland
$8.15M -$33.2K -3,705 -0.4%
Rockefeller Capital Management
12
Rockefeller Capital Management
New York
$7.86M +$1.14M +127,024 +17%
Wells Fargo
13
Wells Fargo
California
$6.78M +$424K +47,424 +7%
Cohen & Steers
14
Cohen & Steers
New York
$6.34M – – –
Ameriprise
15
Ameriprise
Minnesota
$5.99M +$411K +45,970 +7%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$5.96M +$184K +20,566 +3%
Pathstone Holdings
17
Pathstone Holdings
New Jersey
$4.91M -$3.24M -361,917 -40%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$4.65M +$24K +2,680 +0.5%
CBA
19
Coastal Bridge Advisors
Connecticut
$4.14M -$129K -14,442 -3%
Osaic Holdings
20
Osaic Holdings
Arizona
$3.98M +$737K +82,396 +23%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$3.83M +$459K +51,249 +14%
CWP
22
Cyndeo Wealth Partners
Florida
$3.77M -$1.2M -134,500 -24%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$3.48M +$64.5K +7,211 +2%
RA
24
RFG Advisory
Alabama
$3.4M -$12.3K -1,375 -0.4%
CIA
25
Capital Investment Advisors
Georgia
$2.53M -$65.2K -7,280 -3%
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