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Nuveen Floating Rate Income Fund
JFR

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$45.5M -$258K -29,330 -0.6%
LPL Financial
2
LPL Financial
California
$24.5M -$126K -14,295 -0.5%
Bank of America
3
Bank of America
North Carolina
$21.4M -$843K -95,969 -4%
Invesco
4
Invesco
Georgia
$19.2M +$3.31M +376,835 +21%
PCM
5
Penserra Capital Management
California
$16.2M +$2.2M +249,794 +16%
CPC
6
Congress Park Capital
New York
$13.2M +$2.04M +232,590 +18%
GC
7
Guggenheim Capital
Illinois
$13.1M +$610K +69,357 +5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$9.05M +$4.32K +491 +0%
AAM
9
Advisors Asset Management
Colorado
$8.98M +$765K +87,029 +9%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$8.25M +$89.8K +10,218 +1%
UBS Group
11
UBS Group
Switzerland
$8.09M -$247K -28,136 -3%
Pathstone Holdings
12
Pathstone Holdings
New Jersey
$8.04M +$4.66M +529,677 +139%
Rockefeller Capital Management
13
Rockefeller Capital Management
New York
$6.65M +$268K +30,509 +4%
Wells Fargo
14
Wells Fargo
California
$6.28M -$3.99M -453,563 -39%
Cohen & Steers
15
Cohen & Steers
New York
$6.27M +$308K +35,000 +5%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$5.72M -$979K -111,355 -15%
Ameriprise
17
Ameriprise
Minnesota
$5.51M +$186K +21,150 +4%
CWP
18
Cyndeo Wealth Partners
Florida
$4.92M +$712K +80,981 +17%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$4.57M +$72.8K +8,282 +2%
CBA
20
Coastal Bridge Advisors
Connecticut
$4.22M +$313K +35,568 +8%
RJA
21
Raymond James & Associates
Florida
$3.97M -$31.3K -3,563 -0.8%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$3.38M -$857K -97,506 -20%
RA
23
RFG Advisory
Alabama
$3.37M +$21.1K +2,400 +0.6%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$3.33M +$243K +27,682 +8%
Osaic Holdings
25
Osaic Holdings
Arizona
$3.21M +$99K +11,265 +3%
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