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Nuveen Floating Rate Income Fund
JFR

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$44.7M -$3.42M -402,099 -7%
LPL Financial
2
LPL Financial
California
$23.7M +$2.26M +265,431 +11%
Bank of America
3
Bank of America
North Carolina
$21.9M +$3.92M +461,297 +23%
Invesco
4
Invesco
Georgia
$18.9M -$2.09M -246,288 -10%
PCM
5
Penserra Capital Management
California
$13.6M +$706K +83,054 +6%
GC
6
Guggenheim Capital
Illinois
$12.4M -$3.13M -368,405 -21%
Wells Fargo
7
Wells Fargo
California
$10.6M -$905K -106,384 -8%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$9.53M +$671K +78,938 +8%
CPC
9
Congress Park Capital
New York
$9.11M +$973K +114,385 +12%
AAM
10
Advisors Asset Management
Colorado
$8.61M +$2.15M +252,766 +34%
UBS Group
11
UBS Group
Switzerland
$7.97M +$367K +43,217 +5%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$7.5M +$917K +107,828 +14%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$7.48M +$1.59M +186,860 +28%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$7.37M +$1.15M +135,390 +19%
SIA
15
Sit Investment Associates
Minnesota
$7.19M -$5.8M -682,582 -45%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$6.08M +$807K +94,879 +16%
Cohen & Steers
17
Cohen & Steers
New York
$5.64M – – –
NCM
18
Next Capital Management
New York
$5.02M -$156K -18,311 -3%
Ameriprise
19
Ameriprise
Minnesota
$4.66M -$17.2K -2,025 -0.4%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$4.52M -$281K -33,027 -6%
RJA
21
Raymond James & Associates
Florida
$4.09M -$8.17K -961 -0.2%
Osaic Holdings
22
Osaic Holdings
Arizona
$3.98M -$262K -30,789 -6%
SFS
23
Shaker Financial Services
Virginia
$3.85M -$239K -28,127 -6%
CWP
24
Cyndeo Wealth Partners
Florida
$3.64M +$255K +30,000 +8%
COLIM
25
City of London Investment Management
United Kingdom
$3.49M -$1.37M -160,809 -29%
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