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Nuveen Floating Rate Income Fund
JFR

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$60.1M -$2.31M -273,875 -4%
SIA
2
Sit Investment Associates
Minnesota
$43.6M -$5.58M -663,366 -11%
LPL Financial
3
LPL Financial
California
$25.8M +$3.01M +356,993 +13%
Invesco
4
Invesco
Georgia
$23M +$1.07M +126,907 +5%
CPC
5
Congress Park Capital
New York
$22.6M -$504K -59,835 -2%
Bank of America
6
Bank of America
North Carolina
$21M +$220K +26,092 +1%
PCM
7
Penserra Capital Management
California
$18.7M +$1.72M +204,618 +10%
MIG
8
Mariner Investment Group
New York
$18.5M -$14.3M -1,702,350 -43%
GC
9
Guggenheim Capital
Illinois
$17.7M +$667K +79,190 +4%
CWP
10
Cyndeo Wealth Partners
Florida
$14.2M -$567K -67,350 -4%
AAM
11
Advisors Asset Management
Colorado
$11.2M +$2.04M +242,346 +21%
Raymond James Financial
12
Raymond James Financial
Florida
$11M -$155K -18,467 -1%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$10.5M -$364K -43,194 -3%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$9.11M -$453K -53,775 -5%
UBS Group
15
UBS Group
Switzerland
$8.09M +$39.6K +4,710 +0.5%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$7.26M -$775K -92,036 -9%
Cohen & Steers
17
Cohen & Steers
New York
$6.98M – – –
Ameriprise
18
Ameriprise
Minnesota
$5.81M +$619K +73,534 +12%
EFG
19
Ethos Financial Group
Pennsylvania
$5.66M -$68.5K -8,141 -1%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$5.25M -$637K -75,650 -11%
Wells Fargo
21
Wells Fargo
California
$5.12M -$15.8K -1,878 -0.3%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$5.03M +$15.7K +1,865 +0.3%
IA
23
Icon Advisers
Colorado
$4.65M +$1.54M +182,992 +48%
CBA
24
Coastal Bridge Advisors
Connecticut
$4.37M -$2K -237 -0%
KWM
25
Kanen Wealth Management
Florida
$4.15M +$3.11M +369,450 +267%
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