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Nuveen Floating Rate Income Fund
JFR

Name Holding Trade Value Shares
Change 		Change in
Stake
LSC
176
Logan Stone Capital
Illinois
– -$3.78M -502,052 Closed
AIA
177
Absolute Investment Advisers
Florida
– -$2.94M -391,237 Closed
Jane Street
178
Jane Street
New York
– -$2.29M -304,722 Closed
SCM
179
Saba Capital Management
New York
– -$2.26M -300,025 Closed
WAM
180
Wolverine Asset Management
Illinois
– -$2.04M -271,051 Closed
RAM
181
Readystate Asset Management
Illinois
– -$1.47M -196,077 Closed
QL
182
Quarry LP
New York
– -$1.13M -150,100 Closed
ACM
183
Arlington Capital Management
Illinois
– -$847K -112,678 Closed
ICM
184
Ionic Capital Management
New York
– -$710K -94,360 Closed
LCM
185
Landscape Capital Management
New Jersey
– -$484K -64,399 Closed
GSEP
186
Golden State Equity Partners
California
– -$305K -40,509 Closed
Nomura Holdings
187
Nomura Holdings
Japan
– -$241K -32,038 Closed
SWA
188
Stratos Wealth Advisors
Ohio
– -$110K -14,686 Closed
IMT
189
Investment Management Trust
Massachusetts
– -$97.9K -13,020 Closed
Bank of New York Mellon
190
Bank of New York Mellon
New York
– -$97K -12,893 Closed
VF
191
Virtu Financial
New York
– -$95K -12,694 Closed
WI
192
Westbourne Investments
Virginia
– -$87.6K -11,650 Closed
Creative Planning
193
Creative Planning
Kansas
– -$78.9K -10,494 Closed
ZCP
194
Z3 Capital Partners
Virginia
– -$78.7K -10,462 Closed
SWP
195
Stratos Wealth Partners
Ohio
– -$78.3K -10,416 Closed
SIC
196
Samalin Investment Counsel
New York
– -$77.7K -10,328 Closed
ADL
197
Asset Dedication LLC
California
– -$42K -5,580 Closed
GWSA
198
Global Wealth Strategies & Associates
Colorado
– -$36.5K -4,850 Closed
MCM
199
MAI Capital Management
Ohio
– -$7.52K -1,000 Closed
Jones Financial Companies
200
Jones Financial Companies
Missouri
– -$2.7K -377 Closed
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