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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NCM
101
Next Capital Management
New York
$179K
Susquehanna International Group
102
Susquehanna International Group
Pennsylvania
$175K +$62.5K +8,262 +57%
AIS
103
Accredited Investor Services
Minnesota
$174K +$27.7K +3,659 +19%
SFS
104
Shaker Financial Services
Virginia
$168K -$184K -24,369 -53%
CAPTRUST Financial Advisors
105
CAPTRUST Financial Advisors
North Carolina
$167K
SDAM
106
Shulman DeMeo Asset Management
New York
$161K -$2.02K -267 -1%
DADC
107
D.A. Davidson & Co
Montana
$156K
Mariner
108
Mariner
Kansas
$155K +$34.1K +4,514 +29%
GBT
109
Grove Bank & Trust
Florida
$153K
NFG
110
Nations Financial Group
Iowa
$151K -$1.94K -257 -1%
MFG
111
Merit Financial Group
Georgia
$146K +$28.9K +3,824 +25%
PWPS
112
Pinnacle Wealth Planning Services
Ohio
$143K +$49.1K +6,494 +54%
SF
113
Summit Financial
New Jersey
$139K +$23K +3,047 +20%
IAG
114
Investment Advisory Group
Massachusetts
$138K
HighTower Advisors
115
HighTower Advisors
Illinois
$137K -$594K -78,621 -81%
FFA
116
Farther Finance Advisors
California
$135K -$1.32K -175 -1%
SCA
117
Snowden Capital Advisors
New York
$134K
KSWWM
118
Keyes Stange & Wooten Wealth Management
Florida
$133K
AAS
119
Ameritas Advisory Services
Nebraska
$132K +$130K +17,166 New
QWM
120
Quadcap Wealth Management
Texas
$130K
CP
121
Camelot Portfolios
Ohio
$127K
AA
122
Advisory Advocates
Michigan
$127K
FAOAI
123
Fund Advisors of America Inc
Florida
$122K +$23 +3 +0%
PAS
124
Park Avenue Securities
New York
$121K +$24.2K +3,196 +25%
TSS
125
Two Sigma Securities
New York
$120K +$118K +15,638 New