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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CCWM
151
Cassaday & Co Wealth Management
Virginia
$41.4K – – –
PNC Financial Services Group
152
PNC Financial Services Group
Pennsylvania
$36.2K – – –
CIS
153
Custom Index Systems
New York
$33.6K +$33.1K +4,377 New
WA
154
WPG Advisers
Maryland
$28.5K +$6.43K +850 +30%
AF
155
Allworth Financial
California
$22.2K – – –
BF
156
BOK Financial
Oklahoma
$18.2K – – –
TSMHT
157
Thurston Springer Miller Herd & Titak
Indiana
$16.1K – – –
CBT
158
CoreFirst Bank & Trust
Kansas
$15.9K – – –
TWC
159
TD Waterhouse Canada
Ontario, Canada
$15.4K – – –
HCM
160
Hollencrest Capital Management
California
$14.5K +$431 +57 +3%
BWL
161
Bogart Wealth LLC
Virginia
$12.1K – – –
GWS
162
Greykasell Wealth Strategies
California
$11.5K -$12.6K -1,670 -53%
BC
163
Barrett & Company
Rhode Island
$11.1K -$5.12K -677 -32%
LF
164
LifeSteps Financial
California
$9.59K +$9.45K +1,250 New
FIA
165
FNY Investment Advisers
New York
$9K – – –
WTC
166
WhitTier Trust Company
Nevada
$5.59K – – –
NS
167
NBC Securities
Alabama
$4.22K – – –
AG
168
AmeriFlex Group
Nevada
$3.83K – – –
HWP
169
Highline Wealth Partners
California
$3.83K – – –
BBPWM
170
Blue Bell Private Wealth Management
Pennsylvania
$2.3K – – –
S
171
SignatureFD
Georgia
$1.18K +$30 +4 +3%
APW
172
Allied Private Wealth
Florida
$308 +$302 +40 New
HNB
173
Huntington National Bank
Ohio
$8 – – –
LFG
174
Larson Financial Group
Missouri
$2 – – –
Balyasny Asset Management
175
Balyasny Asset Management
Illinois
– -$7.06M -939,188 Closed