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Nuveen Floating Rate Income Fund

95 hedge funds and large institutions have $171M invested in Nuveen Floating Rate Income Fund in 2020 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 22 increasing their positions, 31 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.04% more ownership

Funds ownership: 36.74%39.78% (+3%)

12% less funds holding

Funds holding: 10895 (-13)

20% less capital invested

Capital invested by funds: $214M → $171M (-$43.3M)

29% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 31

34% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 29

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
95
Holders Change
-13
Holders Change %
-12.04%
% of All Funds
2.09%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
19
Increased
22
Reduced
31
Closed
29
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$21.2M +$26M +2,803,197 New
LPL Financial
2
LPL Financial
California
$14M +$4.3M +463,894 +33%
Invesco
3
Invesco
Georgia
$12M -$6.08M -656,254 -29%
Morgan Stanley
4
Morgan Stanley
New York
$11.8M +$2.35M +253,908 +19%
LC
5
Lindbrook Capital
California
$9.87M +$9.18M +991,050 +314%
Bank of America
6
Bank of America
North Carolina
$9.02M -$585K -63,144 -5%
Wells Fargo
7
Wells Fargo
California
$8.97M -$2.12M -228,524 -16%
PCM
8
Penserra Capital Management
California
$7.88M -$169K -18,212 -2%
ISSM
9
Invesco Senior Secured Management
New York
$5.87M
EVM
10
Eaton Vance Management
Massachusetts
$5.84M -$139 -15 -0%
CIA
11
Capital Investment Advisors
Georgia
$5.42M +$8.16K +881 +0.1%
UBS Group
12
UBS Group
Switzerland
$4.77M -$11.1M -1,198,915 -65%
OCM
13
Oaktree Capital Management
California
$4.38M +$5.38M +580,000 New
Goldman Sachs
14
Goldman Sachs
New York
$4.28M -$1.22M -132,097 -19%
GC
15
Guggenheim Capital
Illinois
$3.79M +$236K +25,501 +5%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$3.15M +$93.3K +10,071 +2%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$2.92M +$148K +15,916 +4%
AAM
18
Advisors Asset Management
Colorado
$2.86M -$614K -66,275 -15%
RCM
19
Rivernorth Capital Management
Florida
$2.68M +$3.28M +354,427 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$2.01M +$142K +15,347 +6%
NCM
21
Next Capital Management
New York
$1.94M +$392K +42,252 +20%
VEA
22
Virtus ETF Advisers
New York
$1.93M -$1.12M -120,744 -32%
RA
23
RFG Advisory
Alabama
$1.82M +$2.23M +240,793 New
Ameriprise
24
Ameriprise
Minnesota
$1.52M +$154K +16,569 +9%
SIA
25
Sit Investment Associates
Minnesota
$1.42M -$630K -67,970 -27%

JFR Hedge Fund Activity: Q1 2020 in Review

95 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q1 2020, worth a combined $171M — down 20% from $214M a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of JFR and 19 opened new positions — a net loss of 10 holders — while 31 trimmed existing stakes and 22 added.

The largest buyer was Saba Capital Management, opening a new position worth an estimated $26M. The largest seller was UBS Group, cutting an estimated $11.1M.

  • 95 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q1 2020, down from 108 in Q4 2019.
  • Funds reported $171M of Nuveen Floating Rate Income Fund stock for Q1 2020, down 20% quarter-over-quarter.
  • 19 funds opened new Nuveen Floating Rate Income Fund positions in Q1 2020 and 29 closed out, a net change of -10 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q1 2020 was Saba Capital Management, an estimated $26M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q1 2020 was UBS Group, an estimated $11.1M sold.

Based on aggregated 13F filings for Q1 2020.