Vivaldi Capital Management’s Nuveen Floating Rate Income Fund JFR Stock Holding History

Vivaldi Capital Management’s Portfolio JFR Stock Details JFR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-128,428	Closed	-$1.11M	–	237
2024 Q2	$1.11M	Sell	128,428 -19,638	-13%	-$171K	0.32%	79
2024 Q1	$1.29M	Sell	148,066 -20,527	-12%	-$175K	0.38%	66
2023 Q4	$1.46M	Buy	+168,593	New	+$1.35M	0.44%	59
2021 Q1	–	Sell	-455,764	Closed	-$3.98M	–	371
2020 Q4	$3.98M	Sell	455,764 -14,839	-3%	-$125K	0.85%	30
2020 Q3	$3.92M	Sell	470,603 -58,345	-11%	-$475K	0.87%	28
2020 Q2	$4.34M	Buy	+528,948	New	+$4.08M	0.9%	25
2020 Q1	–	Sell	-363,938	Closed	-$3.73M	–	229
2019 Q4	$3.73M	Buy	+363,938	New	+$3.5M	0.9%	25

Other funds holding JFR

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

CPC

Congress Park Capital Saratoga Springs, New York $370M AUM 26.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Vivaldi Capital Management's JFR Position: Q3 2024 in Review

Vivaldi Capital Management sold out of Nuveen Floating Rate Income Fund (JFR) in Q3 2024, closing a stake of 128,428 shares — an estimated $1.11M sold.

Vivaldi Capital Management first reported a position in JFR in Q4 2019 and held it in 7 quarters. The position peaked at $4.34M in Q2 2020. 159 funds tracked by Wall St. Rank hold JFR as of Q3 2024.

Vivaldi Capital Management reported no remaining Nuveen Floating Rate Income Fund position as of Q3 2024 after selling out during the quarter.
Vivaldi Capital Management sold 128,428 Nuveen Floating Rate Income Fund shares in Q3 2024, an estimated $1.11M.
Vivaldi Capital Management first reported a position in Nuveen Floating Rate Income Fund in Q4 2019 and held it in 7 quarters.
Vivaldi Capital Management's Nuveen Floating Rate Income Fund position peaked at $4.34M in Q2 2020.
159 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Fund as of Q3 2024.

Based on Vivaldi Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.