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Nuveen Floating Rate Income Fund

89 hedge funds and large institutions have $201M invested in Nuveen Floating Rate Income Fund in 2020 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 22 increasing their positions, 31 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

8% more capital invested

Capital invested by funds: $186M → $201M (+$15.4M)

1.38% more ownership

Funds ownership: 41.27%42.65% (+1.4%)

0% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 12

1% less funds holding

Funds holding: 9089 (-1)

29% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 31

Holders
89
Holders Change
-1
Holders Change %
-1.11%
% of All Funds
1.8%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.06%
New
12
Increased
22
Reduced
31
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$55.5M +$11.8M +1,444,345 +28%
Bank of America
2
Bank of America
North Carolina
$15.2M +$948K +116,386 +7%
LPL Financial
3
LPL Financial
California
$12.4M -$299K -36,744 -2%
Wells Fargo
4
Wells Fargo
California
$11.3M +$538K +65,966 +5%
LC
5
Lindbrook Capital
California
$11.2M -$7.02K -861 -0.1%
PCM
6
Penserra Capital Management
California
$9.53M +$530K +65,035 +6%
Morgan Stanley
7
Morgan Stanley
New York
$8.13M +$146K +17,859 +2%
ISSM
8
Invesco Senior Secured Management
New York
$6.78M
EVM
9
Eaton Vance Management
Massachusetts
$6.47M
CIA
10
Capital Investment Advisors
Georgia
$5.88M -$57.9K -7,107 -1%
UBS Group
11
UBS Group
Switzerland
$4.83M +$185K +22,689 +4%
GC
12
Guggenheim Capital
Illinois
$4.24M -$39.6K -4,864 -0.9%
VCM
13
Vivaldi Capital Management
Illinois
$3.92M -$475K -58,345 -11%
OCM
14
Oaktree Capital Management
California
$3.82M -$3.87M -474,669 -51%
Goldman Sachs
15
Goldman Sachs
New York
$3.64M
Baird Financial Group
16
Baird Financial Group
Wisconsin
$2.59M +$50.8K +6,236 +2%
AAM
17
Advisors Asset Management
Colorado
$2.38M -$436K -53,473 -16%
Ameriprise
18
Ameriprise
Minnesota
$2.36M +$217K +26,669 +10%
NCM
19
Next Capital Management
New York
$2.26M
RA
20
RFG Advisory
Alabama
$2.18M +$139K +17,082 +7%
Loomis, Sayles & Company
21
Loomis, Sayles & Company
Massachusetts
$1.97M +$1.93M +236,650 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.95M -$196K -24,021 -9%
BI
23
Bulldog Investors
New Jersey
$1.81M +$1.78M +218,377 New
Thrivent Financial for Lutherans
24
Thrivent Financial for Lutherans
Minnesota
$1.68M +$37K +4,543 +2%
SIA
25
Sit Investment Associates
Minnesota
$1.21M -$332K -40,786 -22%

JFR Hedge Fund Activity: Q3 2020 in Review

89 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q3 2020, worth a combined $201M — up 8.3% from $186M a quarter earlier.

Fund positioning in JFR was balanced in Q3 2020: 12 funds opened new positions, 12 closed out, 22 added to existing stakes and 31 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $11.8M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $5.21M sold.

  • 89 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q3 2020, down from 90 in Q2 2020.
  • Funds reported $201M of Nuveen Floating Rate Income Fund stock for Q3 2020, up 8.3% quarter-over-quarter.
  • 12 funds opened new Nuveen Floating Rate Income Fund positions in Q3 2020 and 12 closed out, a net change of 0 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q3 2020 was Saba Capital Management, an estimated $11.8M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q3 2020 was Rivernorth Capital Management, an estimated $5.21M sold.

Based on aggregated 13F filings for Q3 2020.