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Nuveen Floating Rate Income Fund

99 hedge funds and large institutions have $150M invested in Nuveen Floating Rate Income Fund in 2023 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 26 increasing their positions, 37 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 11

1% more capital invested

Capital invested by funds: $148M → $150M (+$1.61M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.43% less ownership

Funds ownership: 32.76%32.33% (-0.43%)

1% less funds holding

Funds holding: 10099 (-1)

30% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 37

Holders
99
Holders Change
-1
Holders Change %
-1%
% of All Funds
1.58%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
26
Reduced
37
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$18.4M +$1.4M +167,648 +8%
Wells Fargo
2
Wells Fargo
California
$13.6M -$411K -49,306 -3%
PCM
3
Penserra Capital Management
California
$9.81M +$4.87M +583,891 +95%
Morgan Stanley
4
Morgan Stanley
New York
$9.74M -$2.56M -307,293 -21%
Invesco
5
Invesco
Georgia
$9.12M +$9.94K +1,193 +0.1%
GC
6
Guggenheim Capital
Illinois
$8.79M +$416K +49,940 +5%
OCM
7
Oaktree Capital Management
California
$8.13M -$871K -104,477 -10%
Bank of America
8
Bank of America
North Carolina
$7.76M -$3.3M -396,241 -30%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$5.61M +$86.5K +10,380 +2%
UBS Group
10
UBS Group
Switzerland
$4.26M -$518K -62,209 -11%
Goldman Sachs
11
Goldman Sachs
New York
$4.13M -$7.59K -911 -0.2%
AAM
12
Advisors Asset Management
Colorado
$3.86M +$158K +18,951 +4%
Cohen & Steers
13
Cohen & Steers
New York
$3.69M +$167K +20,000 +5%
BAM
14
Byrne Asset Management
New Jersey
$3.24M -$306K -36,750 -9%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$3.23M +$97.6K +11,715 +3%
Ameriprise
16
Ameriprise
Minnesota
$2.91M -$39.2K -4,703 -1%
N
17
Natixis
France
$2.69M +$2.71M +324,622 New
RA
18
RFG Advisory
Alabama
$2.05M -$74.1K -8,886 -3%
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$1.99M +$543K +65,159 +37%
CIA
20
Capital Investment Advisors
Georgia
$1.89M -$76.4K -9,163 -4%
KC
21
Kades & Cheifetz
Pennsylvania
$1.63M -$7.26K -871 -0.4%
IMA
22
Investment Management Associates
Colorado
$1.34M
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$1.23M +$1.15M +137,935 +1,154%
Thrivent Financial for Lutherans
24
Thrivent Financial for Lutherans
Minnesota
$1.17M +$109K +13,114 +10%
PAS
25
Park Avenue Securities
New York
$1.09M +$1.11M +132,966 New

JFR Hedge Fund Activity: Q1 2023 in Review

99 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q1 2023, worth a combined $150M — up 1.1% from $148M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new JFR positions and 11 closed out — a net gain of 3 holders — while 26 added to existing stakes and 37 trimmed.

The largest buyer was Penserra Capital Management, adding an estimated $4.87M. The largest seller was Bank of America, cutting an estimated $3.3M.

  • 99 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q1 2023, down from 100 in Q4 2022.
  • Funds reported $150M of Nuveen Floating Rate Income Fund stock for Q1 2023, up 1.1% quarter-over-quarter.
  • 14 funds opened new Nuveen Floating Rate Income Fund positions in Q1 2023 and 11 closed out, a net change of +3 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q1 2023 was Penserra Capital Management, an estimated $4.87M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q1 2023 was Bank of America, an estimated $3.3M sold.

Based on aggregated 13F filings for Q1 2023.