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Nuveen Floating Rate Income Fund

90 hedge funds and large institutions have $150M invested in Nuveen Floating Rate Income Fund in 2022 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 25

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.1% less ownership

Funds ownership: 33.5%32.4% (-1.1%)

3% less funds holding

Funds holding: 9390 (-3)

6% less capital invested

Capital invested by funds: $159M → $150M (-$9.39M)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

Holders
90
Holders Change
-3
Holders Change %
-3.23%
% of All Funds
1.55%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
27
Reduced
25
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$17.8M -$1.15M -134,077 -6%
Wells Fargo
2
Wells Fargo
California
$15.5M -$412K -47,947 -2%
Bank of America
3
Bank of America
North Carolina
$11.9M +$173K +20,076 +1%
Morgan Stanley
4
Morgan Stanley
New York
$9M +$394K +45,752 +4%
GC
5
Guggenheim Capital
Illinois
$8.83M +$708K +82,297 +8%
Invesco
6
Invesco
Georgia
$8.77M +$1.14M +133,036 +14%
OCM
7
Oaktree Capital Management
California
$8.4M +$2.68M +311,175 +43%
UBS Group
8
UBS Group
Switzerland
$6.12M -$686K -79,721 -10%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$5.21M +$102K +11,815 +2%
PCM
10
Penserra Capital Management
California
$4.52M -$4.41M -512,928 -48%
BAM
11
Byrne Asset Management
New Jersey
$4.25M -$94.5K -10,987 -2%
Goldman Sachs
12
Goldman Sachs
New York
$4.09M
Cohen & Steers
13
Cohen & Steers
New York
$3.49M
EVM
14
Eaton Vance Management
Massachusetts
$3.14M -$3.32M -386,184 -50%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$3.14M +$49.2K +5,721 +1%
AAM
16
Advisors Asset Management
Colorado
$3.13M +$122K +14,179 +4%
Ameriprise
17
Ameriprise
Minnesota
$2.87M +$412K +47,870 +16%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$2.04M -$1.21M -140,197 -36%
RJA
19
Raymond James & Associates
Florida
$2.02M +$70.1K +8,156 +3%
CIA
20
Capital Investment Advisors
Georgia
$1.95M -$9.26K -1,077 -0.4%
RA
21
RFG Advisory
Alabama
$1.73M -$443K -51,456 -20%
SFS
22
Shaker Financial Services
Virginia
$1.64M +$64.5K +7,501 +4%
IMA
23
Investment Management Associates
Colorado
$1.33M
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$951K -$21.9K -2,546 -2%
Osaic Holdings
25
Osaic Holdings
Arizona
$920K -$273K -31,721 -22%

JFR Hedge Fund Activity: Q3 2022 in Review

90 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q3 2022, worth a combined $150M — down 5.9% from $159M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of JFR and 8 opened new positions — a net loss of 1 holder — while 25 trimmed existing stakes and 27 added.

The largest buyer was Oaktree Capital Management, adding an estimated $2.68M. The largest seller was Penserra Capital Management, cutting an estimated $4.41M.

  • 90 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q3 2022, down from 93 in Q2 2022.
  • Funds reported $150M of Nuveen Floating Rate Income Fund stock for Q3 2022, down 5.9% quarter-over-quarter.
  • 8 funds opened new Nuveen Floating Rate Income Fund positions in Q3 2022 and 9 closed out, a net change of -1 holder.
  • The largest Nuveen Floating Rate Income Fund buyer in Q3 2022 was Oaktree Capital Management, an estimated $2.68M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q3 2022 was Penserra Capital Management, an estimated $4.41M sold.

Based on aggregated 13F filings for Q3 2022.