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Nuveen Floating Rate Income Fund

73 hedge funds and large institutions have $165M invested in Nuveen Floating Rate Income Fund in 2017 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 29 increasing their positions, 21 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 21

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less capital invested

Capital invested by funds: $168M → $165M (-$2.45M)

1.12% less ownership

Funds ownership: 26.43%25.31% (-1.1%)

12% less funds holding

Funds holding: 8373 (-10)

63% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 16

Holders
73
Holders Change
-10
Holders Change %
-12.05%
% of All Funds
1.82%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
29
Reduced
21
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$24.5M +$7.9M +670,475 +48%
Bank of America
2
Bank of America
North Carolina
$22.4M +$1.83M +155,550 +9%
RCA
3
Restructuring Capital Associates
Connecticut
$21M -$1.3M -110,043 -6%
JP Morgan Chase
4
JP Morgan Chase
New York
$18.6M
Morgan Stanley
5
Morgan Stanley
New York
$13.3M -$1.82M -154,185 -12%
GC
6
Guggenheim Capital
Illinois
$7.13M -$606K -51,432 -8%
UBS Group
7
UBS Group
Switzerland
$6.51M +$538K +45,629 +9%
PMG
8
Private Management Group
California
$6.42M -$4.41M -373,831 -41%
Wells Fargo
9
Wells Fargo
California
$6.28M -$387K -32,786 -6%
EVM
10
Eaton Vance Management
Massachusetts
$4.58M +$4.55M +386,184 New
AAM
11
Advisors Asset Management
Colorado
$4.21M +$424K +35,991 +11%
RJA
12
Raymond James & Associates
Florida
$2.03M -$62.3K -5,288 -3%
UCFA
13
United Capital Financial Advisors
Texas
$1.93M +$77.3K +6,559 +4%
LPL Financial
14
LPL Financial
California
$1.71M -$3.83M -325,217 -69%
Cohen & Steers
15
Cohen & Steers
New York
$1.63M
PAG
16
Private Advisor Group
New Jersey
$1.54M +$150K +12,702 +11%
MCM
17
McKinley Capital Management
Alaska
$1.23M -$3.24K -275 -0.3%
Ameriprise
18
Ameriprise
Minnesota
$1.22M -$140K -11,900 -10%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.12M +$397K +33,713 +56%
SCM
20
Southport Capital Management
Tennessee
$1.08M +$1.08M +91,297 New
RJFSA
21
Raymond James Financial Services Advisors
Florida
$1.07M +$575K +48,732 +116%
EIA
22
Edgemoor Investment Advisors
Maryland
$1.04M
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$1.04M +$186K +15,798 +22%
CI
24
Conning Inc
Connecticut
$1.02M
HFS
25
HL Financial Services
Kentucky
$1.02M +$209K +17,700 +26%

JFR Hedge Fund Activity: Q2 2017 in Review

73 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q2 2017, worth a combined $165M — down 1.5% from $168M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of JFR and 6 opened new positions — a net loss of 10 holders — while 21 trimmed existing stakes and 29 added.

The largest buyer was Invesco, adding an estimated $7.9M. The largest seller was Laurion Capital Management, exiting entirely with an estimated $8.56M sold.

  • 73 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q2 2017, down from 83 in Q1 2017.
  • Funds reported $165M of Nuveen Floating Rate Income Fund stock for Q2 2017, down 1.5% quarter-over-quarter.
  • 6 funds opened new Nuveen Floating Rate Income Fund positions in Q2 2017 and 16 closed out, a net change of -10 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q2 2017 was Invesco, an estimated $7.9M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q2 2017 was Laurion Capital Management, an estimated $8.56M sold.

Based on aggregated 13F filings for Q2 2017.