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Nuveen Floating Rate Income Fund

100 hedge funds and large institutions have $148M invested in Nuveen Floating Rate Income Fund in 2022 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 28 increasing their positions, 28 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 6

11% more funds holding

Funds holding: 90100 (+10)

0.37% more ownership

Funds ownership: 32.4%32.76% (+0.37%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 28

1% less capital invested

Capital invested by funds: $150M → $148M (-$1.6M)

Holders
100
Holders Change
+10
Holders Change %
+11.11%
% of All Funds
1.61%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
20
Increased
28
Reduced
28
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$16.4M -$977K -119,624 -5%
Wells Fargo
2
Wells Fargo
California
$13.5M -$1.68M -205,806 -11%
Morgan Stanley
3
Morgan Stanley
New York
$11.8M +$3.15M +386,038 +35%
Bank of America
4
Bank of America
North Carolina
$10.6M -$1.02M -125,222 -9%
Invesco
5
Invesco
Georgia
$8.8M +$242K +29,641 +3%
OCM
6
Oaktree Capital Management
California
$8.68M +$490K +60,000 +6%
GC
7
Guggenheim Capital
Illinois
$8.09M -$543K -66,478 -6%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$5.34M +$258K +31,546 +5%
PCM
9
Penserra Capital Management
California
$4.85M +$449K +55,018 +10%
UBS Group
10
UBS Group
Switzerland
$4.61M -$1.41M -173,213 -23%
Goldman Sachs
11
Goldman Sachs
New York
$4M
AAM
12
Advisors Asset Management
Colorado
$3.58M +$539K +66,082 +17%
BAM
13
Byrne Asset Management
New Jersey
$3.42M -$761K -93,235 -18%
Cohen & Steers
14
Cohen & Steers
New York
$3.41M
Baird Financial Group
15
Baird Financial Group
Wisconsin
$3.03M -$36.4K -4,461 -1%
Ameriprise
16
Ameriprise
Minnesota
$2.86M +$58.5K +7,164 +2%
RA
17
RFG Advisory
Alabama
$2.24M +$414K +50,670 +24%
CIA
18
Capital Investment Advisors
Georgia
$1.9M -$6.85K -839 -0.3%
KC
19
Kades & Cheifetz
Pennsylvania
$1.58M +$1.63M +199,328 New
SFS
20
Shaker Financial Services
Virginia
$1.56M -$35.4K -4,341 -2%
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$1.4M +$1.16M +141,726 +398%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.35M +$434K +53,116 +45%
IMA
23
Investment Management Associates
Colorado
$1.29M
Osaic Holdings
24
Osaic Holdings
Arizona
$1.24M +$346K +42,437 +37%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$1.03M +$152K +18,662 +17%

JFR Hedge Fund Activity: Q4 2022 in Review

100 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q4 2022, worth a combined $148M — down 1.1% from $150M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new JFR positions and 6 closed out — a net gain of 14 holders — while 28 added to existing stakes and 28 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.15M. The largest seller was Wells Fargo, cutting an estimated $1.68M.

  • 100 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q4 2022, up from 90 in Q3 2022.
  • Funds reported $148M of Nuveen Floating Rate Income Fund stock for Q4 2022, down 1.1% quarter-over-quarter.
  • 20 funds opened new Nuveen Floating Rate Income Fund positions in Q4 2022 and 6 closed out, a net change of +14 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q4 2022 was Morgan Stanley, an estimated $3.15M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q4 2022 was Wells Fargo, an estimated $1.68M sold.

Based on aggregated 13F filings for Q4 2022.