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VCM
Vivaldi Capital Management Portfolio holdings
AUM
$723M
1-Year Est. Return
30.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.1%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$723M
AUM Growth
-$11.9M
(-1.6%)
Cap. Flow
-$10.6M
Cap. Flow
% of AUM
-1.47%
Top 10 Holdings %
Top 10 Hldgs %
31.69%
Holding
303
New
25
Increased
91
Reduced
129
Closed
13
Avg Time Held Equity + Options
14.2
quarters
Top 10 Avg Time Held Equity + Options
7.1
quarters
Top 20 Avg Time Held Equity + Options
10.1
quarters
Avg Time Held Equity only
14.7
quarters
Top 10 Avg Time Held Equity only
7.1
quarters
Top 20 Avg Time Held Equity only
10.1
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$3.49M |
| 2 |
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$2.21M |
| 3 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$1.43M |
| 4 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$1.04M |
| 5 |
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
|
+$948K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$6.49M |
| 2 |
iShares Silver Trust
SLV
|
+$2.31M |
| 3 |
Applied Materials
AMAT
|
+$2M |
| 4 |
BorgWarner
BWA
|
+$1.34M |
| 5 |
Charles Schwab
SCHW
|
+$1.22M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 47.63% |
| 2 | Technology | 16.5% |
| 3 | Healthcare | 8.31% |
| 4 | Financials | 7.8% |
| 5 | Communication Services | 5.21% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Apple
AAPL
$4.98T
| $37.4M | 5.16% |
147,173
-3,381
| -2% | -$880K |
2017 Q4
33 quarters
|
|
|
2
Applied Materials
AMAT
$368B
| $28.3M | 3.91% |
82,664
-5,956
| -7% | -$2M |
2024 Q4
5 quarters
|
|
|
3
State Street SPDR Portfolio S&P 500 ETF
SPYM
$179B
| $27.8M | 3.84% |
362,979
+27,619
| +8% | +$2.21M |
2017 Q4
33 quarters
|
|
|
4
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.7B
| $23.5M | 3.25% |
515,727
+74,457
| +17% | +$3.49M |
2017 Q4
33 quarters
|
|
5
NVIDIA
NVDA
$5.52T
| $20.9M | 2.89% |
119,726
-759
| -0.6% | -$139K |
2020 Q1
24 quarters
|
|
6
Alphabet (Google) Class A
GOOGL
$4.33T
| $19.9M | 2.74% |
69,033
-2,934
| -4% | -$922K |
2017 Q1
36 quarters
|
|
|
7
BorgWarner
BWA
$12.3B
| $18.6M | 2.57% |
343,010
-25,403
| -7% | -$1.34M |
2024 Q4
5 quarters
|
|
8
Bank of New York Mellon
BNY
$95.7B
| $18.2M | 2.52% |
153,489
-9,344
| -6% | -$1.11M |
2020 Q4
21 quarters
|
|
|
9
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.9B
| $17.4M | 2.41% |
174,028
+14,307
| +9% | +$1.43M |
2025 Q1
4 quarters
|
|
|
10
iShares Silver Trust
SLV
$28.8B
| $17.4M | 2.4% |
255,271
-30,452
| -11% | -$2.31M |
2024 Q4
5 quarters
|
|
11
Amgen
AMGN
$223B
| $16.4M | 2.27% |
46,681
-2,315
| -5% | -$825K |
2018 Q4
29 quarters
|
|
|
12
Charles Schwab
SCHW
$166B
| $15M | 2.07% |
159,402
-12,408
| -7% | -$1.22M |
2024 Q4
5 quarters
|
|
13
Schwab US Large- Cap ETF
SCHX
$75.2B
| $14.2M | 1.96% |
552,463
+9,339
| +2% | +$251K |
2017 Q3
34 quarters
|
|
14
Schwab Short-Term US Treasury ETF
SCHO
$15.4B
| $13.5M | 1.86% |
555,616
+12,576
| +2% | +$306K |
2020 Q1
24 quarters
|
|
15
Medtronic
MDT
$119B
| $12.8M | 1.77% |
147,393
-9,866
| -6% | -$945K |
2024 Q4
5 quarters
|
|
16
Schwab International Equity ETF
SCHF
$67.3B
| $12.5M | 1.73% |
506,326
+3,267
| +0.6% | +$83.1K |
2017 Q3
34 quarters
|
|
17
State Street SPDR S&P 500 ETF Trust
SPY
$822B
| $11M | 1.52% |
16,945
-324
| -2% | -$220K |
2017 Q4
33 quarters
|
|
18
iShares Gold Trust
IAU
$61.7B
| $10.2M | 1.4% |
115,195
-5,017
| -4% | -$460K |
2019 Q4
25 quarters
|
|
19
SPDR Gold Trust
GLD
$141B
| $9.34M | 1.29% |
21,706
+649
| +3% | +$291K |
2017 Q4
33 quarters
|
|
20
Caterpillar
CAT
$355B
| $8.89M | 1.23% |
12,551
-446
| -3% | -$309K |
2024 Q3
6 quarters
|
|
21
Eli Lilly
LLY
$1.04T
| $8.88M | 1.23% |
9,656
-79
| -0.8% | -$80.1K |
2020 Q2
23 quarters
|
|
22
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.3B
| $8.72M | 1.21% |
147,263
+14,736
| +11% | +$897K |
2017 Q4
33 quarters
|
|
23
Marvell Technology
MRVL
$242B
| $8.68M | 1.2% |
87,606
-5,107
| -6% | -$429K |
2025 Q2
3 quarters
|
|
|
24
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$15.9B
| $8.33M | 1.15% |
172,345
+19,157
| +13% | +$948K |
2017 Q4
33 quarters
|
|
25
Tesla
TSLA
$1.48T
| $8.08M | 1.12% |
21,736
-27
| -0.1% | -$11.1K |
2018 Q4
29 quarters
|
|
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Vivaldi Capital Management's Q1 2026 Portfolio in Review
As of Q1 2026, Vivaldi Capital Management held 303 positions worth $723M, down 1.6% from $735M the previous quarter. Its ten largest holdings account for 32% of the portfolio.
Vivaldi Capital Management's Q1 2026 filing shows 25 new, 91 increased, 129 reduced and 13 closed positions. Its largest new stake was Figure Technology Solutions: 15,894 shares worth $540K. The largest sale was Meta Platforms (Facebook), an estimated $6.49M.
By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 45% a quarter earlier, followed by Technology and Healthcare.
- Vivaldi Capital Management's largest Q1 2026 buy was Figure Technology Solutions: 15,894 shares worth $540K.
- Vivaldi Capital Management added most to State Street SPDR Portfolio Developed World ex-US ETF in Q1 2026, an estimated $3.49M increase.
- Vivaldi Capital Management's biggest Q1 2026 reduction was Meta Platforms (Facebook), cutting an estimated $6.49M.
- Vivaldi Capital Management fully exited BlackRock CA Municipal Income Trust in Q1 2026, selling an estimated $474K.
- Vivaldi Capital Management's ten largest holdings make up 32% of its $723M portfolio in Q1 2026.
- Vivaldi Capital Management opened 25 new positions and closed 13 in Q1 2026.
- Vivaldi Capital Management's portfolio value fell 1.6% quarter-over-quarter to $723M.
Based on Vivaldi Capital Management's 13F filing for Q1 2026, filed 14 May 2026.