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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-5.5%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$370M
AUM Growth
-$13.9M
Cap. Flow
+$6.02M
Cap. Flow %
1.63%
Top 10 Hldgs %
31.18%
Holding
234
New
16
Increased
93
Reduced
79
Closed
12

Top Buys

Rank Stock Value
1
NTRL
First Trust Equity Market Neutral ETF
NTRL
+$4.42M
2
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$4.35M
3
ISD
PGIM High Yield Bond Fund
ISD
+$842K
4
VVR icon
Invesco Senior Income Trust
VVR
+$756K
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$713K

Top Sells

Rank Stock Value
1
GHY
PGIM Global High Yield Fund
GHY
+$3.63M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$2.56M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$2.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.4M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$747K

Sector Composition

Rank Sector Weight
1 Real Estate 7.81%
2 Technology 4.93%
3 Financials 3.08%
4 Consumer Discretionary 2.7%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOMR
1
Angel Oak Mortgage REIT
AOMR
$220M
$23M 6.22%
1,985,828
-37,841
-2% -$534K
SPYM
2
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$15.6M 4.2%
364,664
-16,006
-4% -$747K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$15.4M 4.15%
42,375
-289
-0.7% -$115K
SPDW icon
4
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$12.5M 3.37%
475,118
-24,648
-5% -$711K
SPTS icon
5
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$9.54M 2.58%
330,810
-87,537
-21% -$2.56M
LMBS icon
6
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$9.17M 2.48%
194,052
-29,090
-13% -$1.4M
AAPL icon
7
Apple
AAPL
$4.54T
$8.8M 2.38%
62,807
+469
+0.8% +$73.6K
SCHO icon
8
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$7.35M 1.98%
305,286
-23,748
-7% -$581K
IVV icon
9
iShares Core S&P 500 ETF
IVV
$878B
$7.22M 1.95%
19,817
+98
+0.5% +$39.1K
SHY icon
10
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$6.94M 1.87%
85,596
-6,582
-7% -$542K
NTRL
11
First Trust Equity Market Neutral ETF
NTRL
$16.3M
$6.41M 1.73%
319,393
+220,218
+222% +$4.42M
SPSM icon
12
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$5.71M 1.54%
163,770
-3,257
-2% -$123K
IAU icon
13
iShares Gold Trust
IAU
$62.9B
$5.71M 1.54%
177,265
-1,982
-1% -$65K
MSFT icon
14
Microsoft
MSFT
$3.45T
$5.57M 1.51%
23,791
+149
+0.6% +$39.3K
VVR icon
15
Invesco Senior Income Trust
VVR
$457M
$5.35M 1.44%
1,410,480
+197,545
+16% +$756K
ISD
16
PGIM High Yield Bond Fund
ISD
$415M
$5.33M 1.44%
452,641
+66,579
+17% +$842K
SPMD icon
17
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$5.25M 1.42%
132,402
-2,659
-2% -$113K
VTI icon
18
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$5.01M 1.35%
27,494
+910
+3% +$181K
TSLA icon
19
Tesla
TSLA
$1.23T
$4.99M 1.35%
22,349
+89
+0.4% +$24.9K
DVY icon
20
iShares Select Dividend ETF
DVY
$23.5B
$4.97M 1.34%
45,807
-131
-0.3% -$15.7K
GLPI icon
21
Gaming and Leisure Properties
GLPI
$12.7B
$4.81M 1.3%
103,839
+11,492
+12% +$568K
SCHX icon
22
Schwab US Large- Cap ETF
SCHX
$71.8B
$4.7M 1.27%
327,663
+45,465
+16% +$713K
SUB icon
23
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$4.2M 1.14%
40,834
-21,373
-34% -$2.23M
BGB
24
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$4.07M 1.1%
+378,691
New +$4.35M
EFA icon
25
iShares MSCI EAFE ETF
EFA
$78B
$4.04M 1.09%
71,118
-61
-0.1% -$3.8K
1
2 3 4 5

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Vivaldi Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Vivaldi Capital Management held 234 positions worth $370M, down 3.6% from $384M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Vivaldi Capital Management's Q3 2022 filing shows 16 new, 93 increased, 79 reduced and 12 closed positions. Its largest new stake was Blackstone Strategic Credit 2027 Term Fund: 378,691 shares worth $4.07M. The largest sale was PGIM Global High Yield Fund, an estimated $3.63M.

By sector, the portfolio is most concentrated in Real Estate at 7.8% of assets, down from 8% a quarter earlier, followed by Technology and Financials.

  • Vivaldi Capital Management's largest Q3 2022 buy was Blackstone Strategic Credit 2027 Term Fund: 378,691 shares worth $4.07M.
  • Vivaldi Capital Management added most to First Trust Equity Market Neutral ETF in Q3 2022, an estimated $4.42M increase.
  • Vivaldi Capital Management's biggest Q3 2022 reduction was State Street SPDR Portfolio Short Term Treasury ETF, cutting an estimated $2.56M.
  • Vivaldi Capital Management fully exited PGIM Global High Yield Fund in Q3 2022, selling an estimated $3.63M.
  • Vivaldi Capital Management's ten largest holdings make up 31% of its $370M portfolio in Q3 2022.
  • Vivaldi Capital Management opened 16 new positions and closed 12 in Q3 2022.
  • Vivaldi Capital Management's portfolio value fell 3.6% quarter-over-quarter to $370M.

Based on Vivaldi Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.