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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$403M
AUM Growth
+$32.9M
Cap. Flow
+$19M
Cap. Flow %
4.7%
Top 10 Hldgs %
25.16%
Holding
252
New
30
Increased
119
Reduced
60
Closed
10

Top Buys

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$5.85M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$5.48M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.42M
4
BBAG icon
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
+$3.35M
5
FMB icon
First Trust Managed Municipal ETF
FMB
+$2.61M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.98M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.53M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$3.44M
4
AOMR
Angel Oak Mortgage REIT
AOMR
+$3.25M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.26M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Real Estate 4.36%
3 Financials 3.42%
4 Healthcare 3.31%
5 Consumer Discretionary 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$16.3M 4.03%
41,916
-459
-1% -$176K
SPYM
2
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$15.9M 3.94%
348,020
-16,644
-5% -$752K
SPDW icon
3
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$13.9M 3.45%
449,169
-25,949
-5% -$745K
AOMR
4
Angel Oak Mortgage REIT
AOMR
$220M
$10.7M 2.66%
1,592,301
-393,527
-20% -$3.25M
LMBS icon
5
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$9.98M 2.48%
208,876
+14,824
+8% +$701K
AAPL icon
6
Apple
AAPL
$4.54T
$8.14M 2.02%
62,510
-297
-0.5% -$42.4K
IVV icon
7
iShares Core S&P 500 ETF
IVV
$878B
$8.04M 1.99%
20,633
+816
+4% +$315K
NTRL
8
First Trust Equity Market Neutral ETF
NTRL
$16.3M
$6.25M 1.55%
310,798
-8,595
-3% -$174K
SPTS icon
9
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$6.15M 1.53%
211,802
-119,008
-36% -$3.44M
IAU icon
10
iShares Gold Trust
IAU
$62.9B
$6.13M 1.52%
171,973
-5,292
-3% -$174K
SPSM icon
11
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$6.1M 1.51%
158,703
-5,067
-3% -$190K
ISD
12
PGIM High Yield Bond Fund
ISD
$415M
$5.97M 1.48%
485,371
+32,730
+7% +$395K
DVY icon
13
iShares Select Dividend ETF
DVY
$23.5B
$5.97M 1.48%
48,329
+2,522
+6% +$298K
IBTD
14
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
$5.85M 1.45%
+236,509
New +$5.85M
SPMD icon
15
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$5.72M 1.42%
130,035
-2,367
-2% -$100K
VVR icon
16
Invesco Senior Income Trust
VVR
$457M
$5.69M 1.41%
1,492,341
+81,861
+6% +$312K
GLPI icon
17
Gaming and Leisure Properties
GLPI
$12.7B
$5.63M 1.4%
110,724
+6,885
+7% +$344K
MSFT icon
18
Microsoft
MSFT
$3.45T
$5.56M 1.38%
24,495
+704
+3% +$169K
VGSH icon
19
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$5.52M 1.37%
+94,911
New +$5.48M
VTI icon
20
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$5.51M 1.37%
28,379
+885
+3% +$171K
SCHX icon
21
Schwab US Large- Cap ETF
SCHX
$71.8B
$4.95M 1.23%
324,189
-3,474
-1% -$52.6K
EFA icon
22
iShares MSCI EAFE ETF
EFA
$78B
$4.8M 1.19%
70,087
-1,031
-1% -$64.6K
MUI
23
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$4.59M 1.14%
393,366
+30,516
+8% +$337K
BGB
24
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$4.33M 1.07%
403,819
+25,128
+7% +$268K
GLD icon
25
SPDR Gold Trust
GLD
$131B
$4.25M 1.05%
24,393
+1,436
+6% +$231K
1
2 3 4 5

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Vivaldi Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Vivaldi Capital Management held 252 positions worth $403M, up 8.9% from $370M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Vivaldi Capital Management deployed $19M of net new capital in Q4 2022, opening 30 new positions and adding to 119 existing holdings. Its largest new stake was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 4.9% a quarter earlier, followed by Real Estate and Financials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $3.98M trimmed.

  • Vivaldi Capital Management's largest Q4 2022 buy was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.
  • Vivaldi Capital Management added most to Vanguard Real Estate ETF in Q4 2022, an estimated $1.5M increase.
  • Vivaldi Capital Management's biggest Q4 2022 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $3.98M.
  • Vivaldi Capital Management fully exited iShares Core MSCI Emerging Markets ETF in Q4 2022, selling an estimated $520K.
  • Vivaldi Capital Management's ten largest holdings make up 25% of its $403M portfolio in Q4 2022.
  • Vivaldi Capital Management opened 30 new positions and closed 10 in Q4 2022.
  • Vivaldi Capital Management's portfolio value rose 8.9% quarter-over-quarter to $403M.

Based on Vivaldi Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.