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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-13.01%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$384M
AUM Growth
-$40K
Cap. Flow
+$19.7M
Cap. Flow %
5.13%
Top 10 Hldgs %
33.44%
Holding
224
New
8
Increased
105
Reduced
63
Closed
6

Top Buys

Rank Stock Value
1
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$2.51M
2
ISD
PGIM High Yield Bond Fund
ISD
+$1.76M
3
VVR icon
Invesco Senior Income Trust
VVR
+$1.69M
4
GHY
PGIM Global High Yield Fund
GHY
+$1.53M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.52M

Top Sells

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$3.07M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.9M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.45M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.21M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$753K

Sector Composition

Rank Sector Weight
1 Real Estate 8.03%
2 Technology 4.94%
3 Financials 3.11%
4 Healthcare 3.01%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOMR
1
Angel Oak Mortgage REIT
AOMR
$220M
$26.2M 6.83%
2,023,669
+77,470
+4% +$1.14M
SPYM
2
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$16.9M 4.39%
380,670
-15,623
-4% -$753K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$16.1M 4.19%
42,664
+427
+1% +$175K
SPDW icon
4
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$14.4M 3.75%
499,766
-929
-0.2% -$29.4K
SPTS icon
5
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$12.3M 3.21%
418,347
-22,247
-5% -$657K
LMBS icon
6
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$10.8M 2.81%
223,142
-24,948
-10% -$1.21M
AAPL icon
7
Apple
AAPL
$4.54T
$8.52M 2.22%
62,338
+2,431
+4% +$368K
SCHO icon
8
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$8.09M 2.11%
329,034
+57,536
+21% +$1.42M
SHY icon
9
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$7.63M 1.99%
92,178
+18,277
+25% +$1.52M
IVV icon
10
iShares Core S&P 500 ETF
IVV
$878B
$7.48M 1.95%
19,719
+174
+0.9% +$71.6K
SUB icon
11
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$6.51M 1.7%
62,207
-29,529
-32% -$3.07M
IAU icon
12
iShares Gold Trust
IAU
$62.9B
$6.15M 1.6%
179,247
-15,871
-8% -$565K
MSFT icon
13
Microsoft
MSFT
$3.45T
$6.07M 1.58%
23,642
+3,093
+15% +$839K
SPSM icon
14
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$6.01M 1.56%
167,027
-1,093
-0.7% -$42.4K
DVY icon
15
iShares Select Dividend ETF
DVY
$23.5B
$5.41M 1.41%
45,938
-458
-1% -$57.3K
SPMD icon
16
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$5.36M 1.4%
135,061
-1,243
-0.9% -$53.9K
VTI icon
17
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$5.01M 1.31%
26,584
-527
-2% -$108K
TSLA icon
18
Tesla
TSLA
$1.23T
$5M 1.3%
22,260
+186
+0.8% +$50.8K
ISD
19
PGIM High Yield Bond Fund
ISD
$415M
$4.75M 1.24%
386,062
+131,832
+52% +$1.76M
VVR icon
20
Invesco Senior Income Trust
VVR
$457M
$4.72M 1.23%
1,212,935
+419,942
+53% +$1.69M
EFA icon
21
iShares MSCI EAFE ETF
EFA
$78B
$4.45M 1.16%
71,179
+360
+0.5% +$24.5K
GLPI icon
22
Gaming and Leisure Properties
GLPI
$12.7B
$4.24M 1.1%
92,347
+500
+0.5% +$22.9K
SCHX icon
23
Schwab US Large- Cap ETF
SCHX
$71.8B
$4.2M 1.09%
282,198
-741
-0.3% -$12K
GLD icon
24
SPDR Gold Trust
GLD
$131B
$4.1M 1.07%
24,362
+2,711
+13% +$473K
FPA icon
25
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$100M
$4.07M 1.06%
156,586
+2,110
+1% +$60.7K
1
2 3 4 5

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Vivaldi Capital Management's Q2 2022 Portfolio in Review

As of Q2 2022, Vivaldi Capital Management held 224 positions worth $384M, down 0.01% from $384M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Vivaldi Capital Management deployed $19.7M of net new capital in Q2 2022, opening 8 new positions and adding to 105 existing holdings. Its largest new stake was Saba Closed-End Funds ETF: 21,245 shares worth $366K.

By sector, the portfolio is most concentrated in Real Estate at 8% of assets, down from 8.4% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares Short-Term National Muni Bond ETF, an estimated $3.07M trimmed.

  • Vivaldi Capital Management's largest Q2 2022 buy was Saba Closed-End Funds ETF: 21,245 shares worth $366K.
  • Vivaldi Capital Management added most to Are Dynamic Credit Allocation Fund in Q2 2022, an estimated $2.51M increase.
  • Vivaldi Capital Management's biggest Q2 2022 reduction was iShares Short-Term National Muni Bond ETF, cutting an estimated $3.07M.
  • Vivaldi Capital Management fully exited Vanguard Short-Term Treasury ETF in Q2 2022, selling an estimated $1.45M.
  • Vivaldi Capital Management's ten largest holdings make up 33% of its $384M portfolio in Q2 2022.
  • Vivaldi Capital Management opened 8 new positions and closed 6 in Q2 2022.
  • Vivaldi Capital Management's portfolio value fell 0.01% quarter-over-quarter to $384M.

Based on Vivaldi Capital Management's 13F filing for Q2 2022, filed 15 Aug 2022.