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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-8.3%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$232M
AUM Growth
+$44.8M
Cap. Flow
+$62.7M
Cap. Flow %
27.03%
Top 10 Hldgs %
38.97%
Holding
231
New
86
Increased
72
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.34M
2
FPA icon
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
+$6.74M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.44M
4
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$3.82M
5
IBDK
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
+$3.57M

Top Sells

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$11.2M
2
RILY icon
BRC Group Holdings
RILY
+$5.66M
3
COL
Rockwell Collins
COL
+$2.23M
4
PF
Pinnacle Foods, Inc.
PF
+$2.06M
5
AET
Aetna Inc
AET
+$2.02M

Sector Composition

Rank Sector Weight
1 Financials 3.73%
2 Healthcare 2.72%
3 Technology 2.14%
4 Communication Services 2.14%
5 Energy 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAM
1
DELISTED
Vivaldi Opportunities Fund
VAM
$38.5M 16.6%
2,707,553
-767,075
-22% -$11.2M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$9.94M 4.28%
39,757
+34,635
+676% +$9.34M
IVV icon
3
iShares Core S&P 500 ETF
IVV
$878B
$7.45M 3.21%
29,619
+9,938
+50% +$2.7M
EFA icon
4
iShares MSCI EAFE ETF
EFA
$78B
$6.9M 2.98%
117,396
+103,122
+722% +$6.44M
FPA icon
5
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$100M
$6.47M 2.79%
+237,669
New +$6.74M
VTI icon
6
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$6.13M 2.64%
48,046
-7,082
-13% -$978K
VO icon
7
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$3.88M 1.67%
112,360
+2,516
+2% +$94.5K
IBDL
8
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$3.82M 1.65%
+152,859
New +$3.82M
VEA icon
9
Vanguard FTSE Developed Markets ETF
VEA
$229B
$3.74M 1.61%
100,740
-2,983
-3% -$118K
IBDK
10
DELISTED
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
$3.57M 1.54%
+144,027
New +$3.57M
VWO icon
11
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$3.5M 1.51%
91,962
+17,231
+23% +$667K
IBDM
12
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$3.43M 1.48%
+140,807
New +$3.41M
VB icon
13
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$3.29M 1.42%
24,950
+986
+4% +$144K
SPYM
14
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$3.19M 1.38%
109,198
+1,426
+1% +$45K
AFB
15
AllianceBernstein National Municipal Income Fund
AFB
$313M
$3.19M 1.37%
262,698
+46,228
+21% +$554K
IBDO
16
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$3.14M 1.36%
+129,989
New +$3.13M
DVY icon
17
iShares Select Dividend ETF
DVY
$23.5B
$2.97M 1.28%
33,292
+8,598
+35% +$824K
VVR icon
18
Invesco Senior Income Trust
VVR
$457M
$2.95M 1.27%
754,461
+132,613
+21% +$547K
IBDN
19
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$2.88M 1.24%
+119,141
New +$2.88M
NEA icon
20
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$2.86M 1.23%
232,158
+36,971
+19% +$453K
ISD
21
PGIM High Yield Bond Fund
ISD
$415M
$2.63M 1.13%
201,719
+31,813
+19% +$431K
IWM icon
22
iShares Russell 2000 ETF
IWM
$79.8B
$2.61M 1.12%
19,466
+4,173
+27% +$623K
IIM icon
23
Invesco Value Municipal Income Trust
IIM
$589M
$2.43M 1.05%
179,553
+26,770
+18% +$359K
ICF icon
24
iShares Select U.S. REIT ETF
ICF
$2.09B
$2.37M 1.02%
+49,472
New +$2.47M
SPSM icon
25
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$2.28M 0.98%
86,528
+2,893
+3% +$85.3K
1
2 3 4 5

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PPW
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ZAM
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TFHU
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FAN
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Vivaldi Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Vivaldi Capital Management held 231 positions worth $232M, up 24% from $187M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management deployed $62.7M of net new capital in Q4 2018, opening 86 new positions and adding to 72 existing holdings. Its largest new stake was First Trust Asia Pacific ex-Japan AlphaDEX Fund: 237,669 shares worth $6.47M.

By sector, the portfolio is most concentrated in Financials at 3.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vivaldi Opportunities Fund, an estimated $11.2M trimmed.

  • Vivaldi Capital Management's largest Q4 2018 buy was First Trust Asia Pacific ex-Japan AlphaDEX Fund: 237,669 shares worth $6.47M.
  • Vivaldi Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $9.34M increase.
  • Vivaldi Capital Management's biggest Q4 2018 reduction was Vivaldi Opportunities Fund, cutting an estimated $11.2M.
  • Vivaldi Capital Management fully exited BRC Group Holdings in Q4 2018, selling an estimated $5.66M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $232M portfolio in Q4 2018.
  • Vivaldi Capital Management opened 86 new positions and closed 31 in Q4 2018.
  • Vivaldi Capital Management's portfolio value rose 24% quarter-over-quarter to $232M.

Based on Vivaldi Capital Management's 13F filing for Q4 2018, filed 13 Feb 2019.