We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-4.01%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$306M
AUM Growth
-$18.5M
Cap. Flow
-$4.98M
Cap. Flow %
-1.63%
Top 10 Hldgs %
30.35%
Holding
208
New
8
Increased
95
Reduced
62
Closed
15

Top Buys

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.55M
2
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$2.54M
3
MQY icon
BlackRock MuniYield Quality Fund
MQY
+$2.53M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$1.19M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$917K

Top Sells

Rank Stock Value
1
AWF
AllianceBernstein Global High Income Fund
AWF
+$3.62M
2
ISD
PGIM High Yield Bond Fund
ISD
+$3.18M
3
NTRL
First Trust Equity Market Neutral ETF
NTRL
+$2.64M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.38M
5
BGH
Barings Global Short Duration High Yield Fund
BGH
+$1.35M

Sector Composition

Rank Sector Weight
1 Miscellaneous 76.9%
2 Technology 6.32%
3 Healthcare 3.4%
4 Consumer Discretionary 3.27%
5 Real Estate 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYM
1
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$15.7M 5.12%
311,730
-5,283
-2% -$276K
SCHO icon
2
Schwab Short-Term US Treasury ETF
SCHO
$15.3B
$13.3M 4.36%
557,044
+36,058
+7% +$864K
SHY icon
3
iShares 1-3 Year Treasury Bond ETF
SHY
$26B
$12.8M 4.2%
158,570
+11,320
+8% +$917K
SPDW icon
4
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$10.4M 3.39%
333,927
+2,612
+0.8% +$84.4K
AAPL icon
5
Apple
AAPL
$4.84T
$9.68M 3.17%
56,556
-140
-0.2% -$25.7K
SCHX icon
6
Schwab US Large- Cap ETF
SCHX
$73.3B
$6.66M 2.18%
395,154
+40,485
+11% +$710K
TSLA icon
7
Tesla
TSLA
$1.41T
$6.59M 2.16%
26,354
+319
+1% +$81.9K
VTI icon
8
Vanguard Morningstar Total Stock Market ETF
VTI
$681B
$6.08M 1.99%
28,625
+206
+0.7% +$45.6K
IVV icon
9
iShares Core S&P 500 ETF
IVV
$837B
$5.86M 1.92%
13,646
-706
-5% -$316K
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$799B
$5.76M 1.88%
13,466
-441
-3% -$196K
SCHF icon
11
Schwab International Equity ETF
SCHF
$68.4B
$5.38M 1.76%
317,018
+43,954
+16% +$776K
MSFT icon
12
Microsoft
MSFT
$3.69T
$5.3M 1.73%
16,776
+408
+2% +$135K
GLPI icon
13
Gaming and Leisure Properties
GLPI
$11.8B
$5.16M 1.69%
113,227
+500
+0.4% +$23.8K
IAU icon
14
iShares Gold Trust
IAU
$63.7B
$5.01M 1.64%
143,117
-13,627
-9% -$497K
SPMD icon
15
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$4.65M 1.52%
106,221
+24
+0% +$1.1K
SPSM icon
16
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.1B
$4.44M 1.45%
120,236
-1,011
-0.8% -$39.4K
BGB
17
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$4.41M 1.44%
401,004
+639
+0.2% +$7.08K
ITOT icon
18
iShares Core S&P Total US Stock Market ETF
ITOT
$95.1B
$4.19M 1.37%
44,444
-158
-0.4% -$15.5K
GLD icon
19
SPDR Gold Trust
GLD
$145B
$4.06M 1.33%
23,686
-208
-0.9% -$37.2K
ARDC
20
Are Dynamic Credit Allocation Fund
ARDC
$289M
$4.06M 1.33%
314,712
-25,705
-8% -$325K
LMBS icon
21
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.43B
$4.02M 1.31%
85,073
-7,775
-8% -$370K
MUI
22
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$3.92M 1.28%
386,541
+12,299
+3% +$136K
SCHB icon
23
Schwab US Broad Market ETF
SCHB
$44B
$3.8M 1.24%
228,492
-807
-0.4% -$14K
SPTS icon
24
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$7.32B
$3.69M 1.21%
128,497
-8,983
-7% -$258K
DVY icon
25
iShares Select Dividend ETF
DVY
$23.4B
$3.56M 1.16%
33,094
-3,689
-10% -$420K
1
2 3 4 5

Similar funds

CPA
Capital Planning Advisors Roseville, California $692M AUM 21.81% 1-Year Est. Return
GWM
Gibbs Wealth Management Alpharetta, Georgia $762M AUM 18.55% 1-Year Est. Return
TAP
TSG Advice Partners Columbus, Ohio $667M AUM
FTC
Farmers Trust Company Youngstown, Ohio $637M AUM 23.14% 1-Year Est. Return
FFWA
FRG Family Wealth Advisors Bellevue, Washington $611M AUM 25.92% 1-Year Est. Return
DCM
DGS Capital Management Jersey City, New Jersey $609M AUM 44.78% 1-Year Est. Return
OWM
Opes Wealth Management Menlo Park, California $609M AUM 20.17% 1-Year Est. Return
JHCP
Jackson Hole Capital Partners Tulsa, Oklahoma $605M AUM 22.77% 1-Year Est. Return

Vivaldi Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Vivaldi Capital Management held 208 positions worth $306M, down 5.7% from $324M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Vivaldi Capital Management's Q3 2023 filing shows 8 new, 95 increased, 62 reduced and 15 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 225,525 shares worth $2.35M. The largest sale was AllianceBernstein Global High Income Fund, an estimated $3.62M.

By sector, the portfolio is most concentrated in Miscellaneous at 77% of assets, up from 76% a quarter earlier, followed by Technology and Healthcare.

  • Vivaldi Capital Management's largest Q3 2023 buy was Nuveen Municipal Credit Income Fund: 225,525 shares worth $2.35M.
  • Vivaldi Capital Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2023, an estimated $917K increase.
  • Vivaldi Capital Management's biggest Q3 2023 reduction was PGIM High Yield Bond Fund, cutting an estimated $3.18M.
  • Vivaldi Capital Management fully exited AllianceBernstein Global High Income Fund in Q3 2023, selling an estimated $3.62M.
  • Vivaldi Capital Management's ten largest holdings make up 30% of its $306M portfolio in Q3 2023.
  • Vivaldi Capital Management opened 8 new positions and closed 15 in Q3 2023.
  • Vivaldi Capital Management's portfolio value fell 5.7% quarter-over-quarter to $306M.

Based on Vivaldi Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.