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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+4.66%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$498M
AUM Growth
-$7.4M
Cap. Flow
-$22.3M
Cap. Flow %
-4.48%
Top 10 Hldgs %
36.8%
Holding
388
New
29
Increased
47
Reduced
164
Closed
43

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$8.98M
2
LAZR
Luminar Technologies
LAZR
+$5.94M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.87M
4
PRAH
PRA Health Sciences, Inc.
PRAH
+$1.18M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$948K

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.24M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$3.49M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$3.32M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 4.36%
2 Financials 4.17%
3 Consumer Discretionary 3.45%
4 Healthcare 2.25%
5 Communication Services 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPDW icon
1
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$23M 4.63%
612,120
+8,143
+1% +$302K
SUB icon
2
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$22.9M 4.6%
212,641
+83,276
+64% +$8.98M
LMBS icon
3
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$21.9M 4.4%
431,974
-40,183
-9% -$2.05M
SPYM
4
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$21M 4.21%
399,742
+2,844
+0.7% +$140K
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$19.6M 3.93%
43,886
+713
+2% +$298K
SCHO icon
6
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$17.6M 3.53%
686,322
-64,652
-9% -$1.66M
SHY icon
7
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$16.6M 3.34%
193,110
-19,966
-9% -$1.72M
FINS
8
Angel Oak Financial Strategies Income Term Trust
FINS
$418M
$16.6M 3.32%
898,081
-199,037
-18% -$3.6M
MINT icon
9
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$14.7M 2.96%
144,547
+18,384
+15% +$1.87M
AAPL icon
10
Apple
AAPL
$4.54T
$9.35M 1.88%
62,730
-2,288
-4% -$296K
IVV icon
11
iShares Core S&P 500 ETF
IVV
$878B
$8.61M 1.73%
19,233
+55
+0.3% +$23K
SPSM icon
12
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$8.23M 1.65%
190,451
+1,982
+1% +$86.1K
MYI icon
13
BlackRock MuniYield Quality Fund III
MYI
$709M
$7.77M 1.56%
517,274
-38,601
-7% -$561K
MUI
14
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$7.66M 1.54%
487,555
-84,827
-15% -$1.3M
SPMD icon
15
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$7.45M 1.5%
155,644
+846
+0.5% +$40.1K
VTI icon
16
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$7.05M 1.42%
30,636
+320
+1% +$69.4K
SPEM icon
17
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
$6.79M 1.36%
157,349
-634
-0.4% -$28.4K
TSLA icon
18
Tesla
TSLA
$1.23T
$6.38M 1.28%
26,691
-63
-0.2% -$13.7K
EFA icon
19
iShares MSCI EAFE ETF
EFA
$78B
$6.22M 1.25%
76,402
-491
-0.6% -$39K
KTF
20
DWS Municipal Income Trust
KTF
$346M
$5.91M 1.19%
480,148
-34,055
-7% -$407K
VEA icon
21
Vanguard FTSE Developed Markets ETF
VEA
$229B
$5.29M 1.06%
100,179
-1,744
-2% -$90K
FPA icon
22
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$100M
$5.26M 1.06%
151,884
+3,862
+3% +$139K
LAZR
23
DELISTED
Luminar Technologies
LAZR
$4.65M 0.93%
+18,000
New +$5.94M
SCHB icon
24
Schwab US Broad Market ETF
SCHB
$43.2B
$4.64M 0.93%
258,612
-17,016
-6% -$288K
SCHX icon
25
Schwab US Large- Cap ETF
SCHX
$71.8B
$4.57M 0.92%
253,614
+1,296
+0.5% +$21.9K
1
2 3 4 5

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Vivaldi Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Vivaldi Capital Management held 388 positions worth $498M, down 1.5% from $506M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $22.3M in Q2 2021, closing 43 positions and reducing 164 holdings. Its most notable exit was Eaton Vance Limited Duration Income Fund, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 3.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Luminar Technologies worth $4.65M.

  • Vivaldi Capital Management's largest Q2 2021 buy was Luminar Technologies: 18,000 shares worth $4.65M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q2 2021, an estimated $8.98M increase.
  • Vivaldi Capital Management's biggest Q2 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $3.6M.
  • Vivaldi Capital Management fully exited Eaton Vance Limited Duration Income Fund in Q2 2021, selling an estimated $4.24M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $498M portfolio in Q2 2021.
  • Vivaldi Capital Management opened 29 new positions and closed 43 in Q2 2021.
  • Vivaldi Capital Management's portfolio value fell 1.5% quarter-over-quarter to $498M.

Based on Vivaldi Capital Management's 13F filing for Q2 2021, filed 16 Aug 2021.