We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$23.1M
Cap. Flow
+$15.6M
Cap. Flow %
4.06%
Top 10 Hldgs %
35.94%
Holding
262
New
34
Increased
85
Reduced
92
Closed
24

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$6.55M
2
RSF
RiverNorth Capital and Income Fund
RSF
+$5.77M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$3.62M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$3.41M
5
WP
Worldpay, Inc.
WP
+$3.19M

Top Sells

Rank Stock Value
1
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$2.1M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.95M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.87M
4
IBDN
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
+$1.78M
5
IBDO
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 5.7%
2 Healthcare 3.02%
3 Technology 2.91%
4 Communication Services 2.17%
5 Consumer Discretionary 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAM
1
DELISTED
Vivaldi Opportunities Fund
VAM
$60.1M 15.69%
4,282,326
-3,605
-0.1% -$51.3K
ULST icon
2
State Street Ultra Short Term Bond ETF
ULST
$527M
$12.9M 3.37%
318,760
+77,821
+32% +$3.14M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$12.2M 3.19%
41,748
-1,322
-3% -$381K
SPYM
4
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$9.74M 2.54%
281,976
+100,557
+55% +$3.41M
SPDW icon
5
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$7.94M 2.07%
268,314
+123,039
+85% +$3.62M
IVV icon
6
iShares Core S&P 500 ETF
IVV
$878B
$7.84M 2.05%
26,614
-1,954
-7% -$566K
EFA icon
7
iShares MSCI EAFE ETF
EFA
$78B
$7.71M 2.02%
117,376
+2,120
+2% +$139K
VTI icon
8
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$6.58M 1.72%
43,870
-3,208
-7% -$472K
FINS
9
Angel Oak Financial Strategies Income Term Trust
FINS
$418M
$6.53M 1.71%
+325,000
New +$6.55M
FPA icon
10
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$100M
$6.07M 1.59%
204,012
-21,116
-9% -$624K
VVR icon
11
Invesco Senior Income Trust
VVR
$457M
$5.95M 1.55%
1,377,675
+366,922
+36% +$1.57M
RSF
12
RiverNorth Capital and Income Fund
RSF
$58.8M
$5.93M 1.55%
+296,665
New +$5.77M
RILY icon
13
BRC Group Holdings
RILY
$288M
$5.21M 1.36%
250,000
– –
NEA icon
14
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$5.16M 1.35%
373,725
+81,276
+28% +$1.09M
ISD
15
PGIM High Yield Bond Fund
ISD
$415M
$4.99M 1.3%
341,318
+87,199
+34% +$1.25M
VEA icon
16
Vanguard FTSE Developed Markets ETF
VEA
$229B
$4.65M 1.22%
111,561
+36
+0% +$1.48K
ICSH icon
17
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.07B
$4.56M 1.19%
90,425
+20,501
+29% +$1.03M
AFB
18
AllianceBernstein National Municipal Income Fund
AFB
$313M
$4.42M 1.16%
328,842
+81,020
+33% +$1.06M
VWO icon
19
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$4.4M 1.15%
103,409
-15,555
-13% -$654K
IIM icon
20
Invesco Value Municipal Income Trust
IIM
$589M
$4.37M 1.14%
287,164
+64,134
+29% +$944K
SPSM icon
21
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$4.22M 1.1%
137,683
+27,940
+25% +$850K
SPMD icon
22
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$4.06M 1.06%
119,062
+25,677
+27% +$865K
VO icon
23
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$3.93M 1.03%
94,076
-1,412
-1% -$57.8K
JPM icon
24
JPMorgan Chase
JPM
$935B
$3.81M 1%
34,104
+1,792
+6% +$198K
AAPL icon
25
Apple
AAPL
$4.54T
$3.6M 0.94%
72,728
-24,468
-25% -$1.19M
1
2 3 4 5

Similar funds

FFM
FengHe Fund Management Singapore $724M AUM 196.18% 1-Year Est. Return
AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
ZAM
Zevin Asset Management Boston, Massachusetts $723M AUM 15.62% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return

Vivaldi Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Vivaldi Capital Management held 262 positions worth $383M, up 6.4% from $360M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Vivaldi Capital Management deployed $15.6M of net new capital in Q2 2019, opening 34 new positions and adding to 85 existing holdings. Its largest new stake was Angel Oak Financial Strategies Income Term Trust: 325,000 shares worth $6.53M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 6% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was iShares iBonds Dec 2020 Term Corporate ETF, an estimated $2.1M trimmed.

  • Vivaldi Capital Management's largest Q2 2019 buy was Angel Oak Financial Strategies Income Term Trust: 325,000 shares worth $6.53M.
  • Vivaldi Capital Management added most to State Street SPDR Portfolio Developed World ex-US ETF in Q2 2019, an estimated $3.62M increase.
  • Vivaldi Capital Management's biggest Q2 2019 reduction was iShares iBonds Dec 2020 Term Corporate ETF, cutting an estimated $2.1M.
  • Vivaldi Capital Management fully exited Vanguard Short-Term Bond ETF in Q2 2019, selling an estimated $1.38M.
  • Vivaldi Capital Management's ten largest holdings make up 36% of its $383M portfolio in Q2 2019.
  • Vivaldi Capital Management opened 34 new positions and closed 24 in Q2 2019.
  • Vivaldi Capital Management's portfolio value rose 6.4% quarter-over-quarter to $383M.

Based on Vivaldi Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.