We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$65.4M
Cap. Flow
+$62.8M
Cap. Flow %
33.54%
Top 10 Hldgs %
50.01%
Holding
167
New
24
Increased
56
Reduced
44
Closed
22

Top Buys

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$52M
2
RILY icon
BRC Group Holdings
RILY
+$5.59M
3
PF
Pinnacle Foods, Inc.
PF
+$2.1M
4
AET
Aetna Inc
AET
+$1.95M
5
EGN
Energen
EGN
+$1.2M

Top Sells

Rank Stock Value
1
XL
XL Group Ltd.
XL
+$1.34M
2
VR
Validus Hold Ltd
VR
+$1.29M
3
ANDV
Andeavor
ANDV
+$1.16M
4
RSPP
RSP Permian, Inc.
RSPP
+$1.15M
5
CVRR
CVR Refining, LP
CVRR
+$979K

Sector Composition

Rank Sector Weight
1 Financials 6.17%
2 Technology 2.67%
3 Communication Services 2.1%
4 Real Estate 1.9%
5 Consumer Staples 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAM
1
DELISTED
Vivaldi Opportunities Fund
VAM
$51.5M 27.53%
+3,474,628
New +$52M
VTI icon
2
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$8.25M 4.41%
55,128
-1,109
-2% -$163K
IVV icon
3
iShares Core S&P 500 ETF
IVV
$878B
$5.76M 3.08%
19,681
-3,033
-13% -$870K
RILY icon
4
BRC Group Holdings
RILY
$288M
$5.66M 3.03%
+250,000
New +$5.59M
VO icon
5
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$4.51M 2.41%
109,844
-1,516
-1% -$61.9K
VEA icon
6
Vanguard FTSE Developed Markets ETF
VEA
$229B
$4.49M 2.4%
103,723
-4,468
-4% -$193K
VB icon
7
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$3.9M 2.08%
23,964
-286
-1% -$46.3K
SPYM
8
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$3.67M 1.96%
107,772
+21,299
+25% +$712K
VWO icon
9
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$3.06M 1.64%
74,731
-2,047
-3% -$86.1K
SPSM icon
10
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$2.78M 1.49%
83,635
+15,486
+23% +$516K
AFB
11
AllianceBernstein National Municipal Income Fund
AFB
$313M
$2.68M 1.43%
216,470
+17,513
+9% +$220K
VVR icon
12
Invesco Senior Income Trust
VVR
$457M
$2.67M 1.43%
621,848
+49,966
+9% +$215K
IWM icon
13
iShares Russell 2000 ETF
IWM
$79.8B
$2.58M 1.38%
15,293
-312
-2% -$52.7K
SPMD icon
14
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$2.5M 1.34%
69,132
+16,651
+32% +$602K
NEA icon
15
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$2.47M 1.32%
195,187
+14,603
+8% +$189K
DVY icon
16
iShares Select Dividend ETF
DVY
$23.5B
$2.46M 1.32%
24,694
-906
-4% -$90.8K
ISD
17
PGIM High Yield Bond Fund
ISD
$415M
$2.4M 1.28%
169,906
+11,505
+7% +$162K
COL
18
DELISTED
Rockwell Collins
COL
$2.23M 1.19%
15,895
+6,552
+70% +$902K
IIM icon
19
Invesco Value Municipal Income Trust
IIM
$589M
$2.12M 1.13%
152,783
+11,252
+8% +$159K
PF
20
DELISTED
Pinnacle Foods, Inc.
PF
$2.06M 1.1%
+31,805
New +$2.1M
AET
21
DELISTED
Aetna Inc
AET
$2.02M 1.08%
+9,965
New +$1.95M
AAPL icon
22
Apple
AAPL
$4.54T
$1.94M 1.04%
34,440
+4,960
+17% +$258K
DTF
23
DTF Tax-Free Income 2028 Term Fund
DTF
$80.3M
$1.66M 0.89%
128,951
+9,132
+8% +$120K
SCHX icon
24
Schwab US Large- Cap ETF
SCHX
$71.8B
$1.54M 0.83%
133,248
+6,768
+5% +$76.9K
SPDW icon
25
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$1.5M 0.8%
48,781
+12,865
+36% +$393K
1
2 3 4 5

Similar funds

FFM
FengHe Fund Management Singapore $724M AUM 196.18% 1-Year Est. Return
AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
ZAM
Zevin Asset Management Boston, Massachusetts $723M AUM 15.62% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return

Vivaldi Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Vivaldi Capital Management held 167 positions worth $187M, up 54% from $122M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Vivaldi Capital Management deployed $62.8M of net new capital in Q3 2018, opening 24 new positions and adding to 56 existing holdings. Its largest new stake was Vivaldi Opportunities Fund: 3,474,628 shares worth $51.5M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $870K trimmed.

  • Vivaldi Capital Management's largest Q3 2018 buy was Vivaldi Opportunities Fund: 3,474,628 shares worth $51.5M.
  • Vivaldi Capital Management added most to Rockwell Collins in Q3 2018, an estimated $902K increase.
  • Vivaldi Capital Management's biggest Q3 2018 reduction was iShares Core S&P 500 ETF, cutting an estimated $870K.
  • Vivaldi Capital Management fully exited XL Group Ltd. in Q3 2018, selling an estimated $1.34M.
  • Vivaldi Capital Management's ten largest holdings make up 50% of its $187M portfolio in Q3 2018.
  • Vivaldi Capital Management opened 24 new positions and closed 22 in Q3 2018.
  • Vivaldi Capital Management's portfolio value rose 54% quarter-over-quarter to $187M.

Based on Vivaldi Capital Management's 13F filing for Q3 2018, filed 14 Nov 2018.