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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+8.52%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$360M
AUM Growth
+$128M
Cap. Flow
+$108M
Cap. Flow %
29.99%
Top 10 Hldgs %
35.29%
Holding
251
New
51
Increased
92
Reduced
64
Closed
23

Top Buys

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$21.7M
2
ULST icon
State Street Ultra Short Term Bond ETF
ULST
+$9.7M
3
RILY icon
BRC Group Holdings
RILY
+$3.98M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.51M
5
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.77M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$1.68M
2
MHI
Pioneer Municipal High Income Fund
MHI
+$1.66M
3
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$1.51M
4
VLP
Valero Energy Partners LP
VLP
+$1.34M
5
VVC
Vectren Corporation
VVC
+$1.34M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Technology 3.7%
3 Healthcare 2.94%
4 Communication Services 2.31%
5 Consumer Discretionary 1.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAM
1
DELISTED
Vivaldi Opportunities Fund
VAM
$60.1M 16.7%
4,285,931
+1,578,378
+58% +$21.7M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$12.2M 3.38%
43,070
+3,313
+8% +$900K
ULST icon
3
State Street Ultra Short Term Bond ETF
ULST
$527M
$9.72M 2.7%
+240,939
New +$9.7M
IVV icon
4
iShares Core S&P 500 ETF
IVV
$878B
$8.13M 2.26%
28,568
-1,051
-4% -$287K
EFA icon
5
iShares MSCI EAFE ETF
EFA
$78B
$7.47M 2.08%
115,256
-2,140
-2% -$135K
FPA icon
6
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$100M
$6.85M 1.9%
225,128
-12,541
-5% -$376K
VTI icon
7
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$6.81M 1.89%
47,078
-968
-2% -$135K
SPYM
8
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$6.03M 1.68%
181,419
+72,221
+66% +$2.31M
VWO icon
9
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$5.06M 1.41%
118,964
+27,002
+29% +$1.11M
AAPL icon
10
Apple
AAPL
$4.54T
$4.62M 1.28%
97,196
+44,880
+86% +$1.9M
VEA icon
11
Vanguard FTSE Developed Markets ETF
VEA
$229B
$4.56M 1.27%
111,525
+10,785
+11% +$431K
VVR icon
12
Invesco Senior Income Trust
VVR
$457M
$4.25M 1.18%
1,010,753
+256,292
+34% +$1.06M
SPDW icon
13
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$4.24M 1.18%
145,275
+97,197
+202% +$2.77M
RILY icon
14
BRC Group Holdings
RILY
$288M
$4.17M 1.16%
+250,000
New +$3.98M
NEA icon
15
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$3.91M 1.09%
292,449
+60,291
+26% +$784K
VO icon
16
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$3.84M 1.07%
95,488
-16,872
-15% -$649K
IWM icon
17
iShares Russell 2000 ETF
IWM
$79.8B
$3.73M 1.04%
24,374
+4,908
+25% +$738K
ISD
18
PGIM High Yield Bond Fund
ISD
$415M
$3.6M 1%
254,119
+52,400
+26% +$730K
IBDL
19
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$3.57M 0.99%
141,324
-11,535
-8% -$290K
ICSH icon
20
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.07B
$3.52M 0.98%
+69,924
New +$3.51M
IJH icon
21
iShares Core S&P Mid-Cap ETF
IJH
$122B
$3.37M 0.94%
89,015
+21,015
+31% +$776K
SPSM icon
22
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$3.32M 0.92%
109,743
+23,215
+27% +$689K
EIM
23
Eaton Vance Municipal Bond Fund
EIM
$491M
$3.3M 0.92%
265,911
+164,805
+163% +$1.94M
IBDM
24
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$3.28M 0.91%
132,828
-7,979
-6% -$196K
JPM icon
25
JPMorgan Chase
JPM
$935B
$3.27M 0.91%
32,312
+14,938
+86% +$1.54M
1
2 3 4 5

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Vivaldi Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Vivaldi Capital Management held 251 positions worth $360M, up 55% from $232M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management deployed $108M of net new capital in Q1 2019, opening 51 new positions and adding to 92 existing holdings. Its largest new stake was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 3.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DTF Tax-Free Income 2028 Term Fund, an estimated $1.51M trimmed.

  • Vivaldi Capital Management's largest Q1 2019 buy was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.
  • Vivaldi Capital Management added most to Vivaldi Opportunities Fund in Q1 2019, an estimated $21.7M increase.
  • Vivaldi Capital Management's biggest Q1 2019 reduction was DTF Tax-Free Income 2028 Term Fund, cutting an estimated $1.51M.
  • Vivaldi Capital Management fully exited Shire pic in Q1 2019, selling an estimated $1.68M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $360M portfolio in Q1 2019.
  • Vivaldi Capital Management opened 51 new positions and closed 23 in Q1 2019.
  • Vivaldi Capital Management's portfolio value rose 55% quarter-over-quarter to $360M.

Based on Vivaldi Capital Management's 13F filing for Q1 2019, filed 15 May 2019.