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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+10.73%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$333M
AUM Growth
+$27.6M
Cap. Flow
-$1.37M
Cap. Flow %
-0.41%
Top 10 Hldgs %
31.54%
Holding
227
New
34
Increased
93
Reduced
76
Closed
8

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.38M
2
PNST
Pinstripes Holdings, Inc.
PNST
+$2.31M
3
AAPL icon
Apple
AAPL
+$1.39M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$1.35M
5
ORCL icon
Oracle
ORCL
+$1.26M

Top Sells

Rank Stock Value
1
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$4.06M
2
KIO
KKR Income Opportunities Fund
KIO
+$2.71M
3
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$2.41M
4
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$2.36M
5
IQI icon
Invesco Quality Municipal Securities
IQI
+$2.32M

Sector Composition

Rank Sector Weight
1 Technology 8.93%
2 Healthcare 3.61%
3 Financials 3.5%
4 Consumer Discretionary 3.16%
5 Real Estate 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYM
1
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$19.4M 5.81%
333,425
+21,695
+7% +$1.14M
SCHO icon
2
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$12.6M 3.78%
523,230
-33,814
-6% -$812K
SHY icon
3
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$12.1M 3.64%
148,846
-9,724
-6% -$790K
SPDW icon
4
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$11.9M 3.57%
356,598
+22,671
+7% +$720K
AAPL icon
5
Apple
AAPL
$4.54T
$11.9M 3.56%
64,085
+7,529
+13% +$1.39M
SCHX icon
6
Schwab US Large- Cap ETF
SCHX
$71.8B
$8.89M 2.67%
455,205
+60,051
+15% +$1.05M
MSFT icon
7
Microsoft
MSFT
$3.45T
$8.09M 2.43%
19,908
+3,132
+19% +$1.11M
SCHF icon
8
Schwab International Equity ETF
SCHF
$66.6B
$6.94M 2.08%
382,098
+65,080
+21% +$1.13M
VTI icon
9
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$6.74M 2.02%
27,499
-1,126
-4% -$249K
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$6.67M 2%
13,491
+25
+0.2% +$11.1K
IVV icon
11
iShares Core S&P 500 ETF
IVV
$878B
$6.4M 1.92%
12,895
-751
-6% -$336K
ITOT icon
12
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$5.48M 1.64%
50,453
+6,009
+14% +$589K
GLPI icon
13
Gaming and Leisure Properties
GLPI
$12.7B
$5.42M 1.63%
120,835
+7,608
+7% +$352K
SPMD icon
14
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$5.4M 1.62%
111,356
+5,135
+5% +$229K
IAU icon
15
iShares Gold Trust
IAU
$62.9B
$5.05M 1.52%
134,076
-9,041
-6% -$338K
SPSM icon
16
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$5.01M 1.5%
123,517
+3,281
+3% +$124K
TSLA icon
17
Tesla
TSLA
$1.23T
$4.86M 1.46%
26,403
+49
+0.2% +$11.6K
MINT icon
18
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$4.59M 1.38%
45,856
+33,857
+282% +$3.38M
SCHB icon
19
Schwab US Broad Market ETF
SCHB
$43.2B
$4.32M 1.29%
225,012
-3,480
-2% -$60.1K
GLD icon
20
SPDR Gold Trust
GLD
$131B
$4.31M 1.29%
23,358
-328
-1% -$60.1K
VOO icon
21
Vanguard S&P 500 ETF
VOO
$979B
$4.05M 1.21%
8,919
-2
-0% -$819
ACWI icon
22
iShares MSCI ACWI ETF
ACWI
$32.9B
$3.73M 1.12%
36,036
-1,047
-3% -$100K
SPTS icon
23
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$3.66M 1.1%
126,701
-1,796
-1% -$51.7K
DVY icon
24
iShares Select Dividend ETF
DVY
$23.5B
$3.62M 1.08%
31,915
-1,179
-4% -$130K
VEA icon
25
Vanguard FTSE Developed Markets ETF
VEA
$229B
$3.55M 1.06%
75,641
-2,328
-3% -$104K
1
2 3 4 5

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Vivaldi Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Vivaldi Capital Management held 227 positions worth $333M, up 9% from $306M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Vivaldi Capital Management's Q4 2023 filing shows 34 new, 93 increased, 76 reduced and 8 closed positions. Its largest new stake was Pinstripes Holdings, Inc.: 217,995 shares worth $704K. The largest sale was Are Dynamic Credit Allocation Fund, an estimated $4.06M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 6.3% a quarter earlier, followed by Healthcare and Financials.

  • Vivaldi Capital Management's largest Q4 2023 buy was Pinstripes Holdings, Inc.: 217,995 shares worth $704K.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2023, an estimated $3.38M increase.
  • Vivaldi Capital Management's biggest Q4 2023 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $2.41M.
  • Vivaldi Capital Management fully exited Are Dynamic Credit Allocation Fund in Q4 2023, selling an estimated $4.06M.
  • Vivaldi Capital Management's ten largest holdings make up 32% of its $333M portfolio in Q4 2023.
  • Vivaldi Capital Management opened 34 new positions and closed 8 in Q4 2023.
  • Vivaldi Capital Management's portfolio value rose 9% quarter-over-quarter to $333M.

Based on Vivaldi Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.