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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.9%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$450M
AUM Growth
-$30.1M
Cap. Flow
-$43.5M
Cap. Flow %
-9.66%
Top 10 Hldgs %
35.15%
Holding
321
New
55
Increased
44
Reduced
134
Closed
40

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$6.46M
2
NEE icon
NextEra Energy
NEE
+$1.67M
3
IAU icon
iShares Gold Trust
IAU
+$1.47M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.14M
5
ARKO icon
ARKO Corp
ARKO
+$771K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$22.9M
2
META icon
Meta Platforms (Facebook)
META
+$5.22M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.26M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.59M
5
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 4.57%
2 Financials 3.23%
3 Healthcare 2.41%
4 Consumer Discretionary 2.04%
5 Communication Services 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHO icon
1
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$28.4M 6.31%
1,105,706
-100,426
-8% -$2.59M
SHY icon
2
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$28M 6.22%
324,194
-37,704
-10% -$3.26M
FINS
3
Angel Oak Financial Strategies Income Term Trust
FINS
$418M
$20M 4.45%
1,181,650
-1,383,817
-54% -$22.9M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$17.2M 3.82%
48,090
-3,246
-6% -$1.08M
SPDW icon
5
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$16.9M 3.75%
532,560
+5,875
+1% +$172K
SPYM
6
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$15.3M 3.39%
362,609
-1,573
-0.4% -$61.2K
MUI
7
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$8.63M 1.92%
605,638
-89,573
-13% -$1.27M
MYI icon
8
BlackRock MuniYield Quality Fund III
MYI
$709M
$8.19M 1.82%
594,427
-89,129
-13% -$1.2M
AAPL icon
9
Apple
AAPL
$4.54T
$8M 1.78%
67,104
-5,072
-7% -$553K
IVV icon
10
iShares Core S&P 500 ETF
IVV
$878B
$7.69M 1.71%
21,407
-320
-1% -$106K
AFB
11
AllianceBernstein National Municipal Income Fund
AFB
$313M
$6.53M 1.45%
472,886
-60,945
-11% -$836K
SUB icon
12
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$6.45M 1.43%
+59,718
New +$6.46M
EFA icon
13
iShares MSCI EAFE ETF
EFA
$78B
$6.31M 1.4%
90,949
-1,924
-2% -$123K
VTI icon
14
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$6.26M 1.39%
34,144
-2,075
-6% -$349K
KTF
15
DWS Municipal Income Trust
KTF
$346M
$6.05M 1.34%
540,946
-63,912
-11% -$716K
SPSM icon
16
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$5.83M 1.29%
182,937
-2,499
-1% -$69.7K
SPEM icon
17
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
$5.72M 1.27%
143,640
+302
+0.2% +$11K
SPMD icon
18
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$5.4M 1.2%
145,463
-1,693
-1% -$55.6K
NAD icon
19
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$5.13M 1.14%
349,270
-58,553
-14% -$850K
NEA icon
20
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$5.1M 1.13%
349,330
-60,377
-15% -$866K
ISD
21
PGIM High Yield Bond Fund
ISD
$415M
$4.98M 1.11%
352,353
-34,390
-9% -$475K
VEA icon
22
Vanguard FTSE Developed Markets ETF
VEA
$229B
$4.86M 1.08%
109,826
-1,985
-2% -$81.4K
EVV
23
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$4.46M 0.99%
372,941
-38,487
-9% -$445K
FPA icon
24
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$100M
$4.34M 0.96%
148,726
-1,338
-0.9% -$35.3K
VVR icon
25
Invesco Senior Income Trust
VVR
$457M
$4.19M 0.93%
1,102,577
-100,018
-8% -$357K
1
2 3 4 5

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Vivaldi Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Vivaldi Capital Management held 321 positions worth $450M, down 6.3% from $480M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management withdrew a net $43.5M in Q3 2020, closing 40 positions and reducing 134 holdings. Its most notable exit was Eaton Vance Municipal Bond Fund, an estimated $1.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Vivaldi Capital Management opened a new position in iShares Short-Term National Muni Bond ETF worth $6.45M.

  • Vivaldi Capital Management's largest Q3 2020 buy was iShares Short-Term National Muni Bond ETF: 59,718 shares worth $6.45M.
  • Vivaldi Capital Management added most to NextEra Energy in Q3 2020, an estimated $1.67M increase.
  • Vivaldi Capital Management's biggest Q3 2020 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $22.9M.
  • Vivaldi Capital Management fully exited Eaton Vance Municipal Bond Fund in Q3 2020, selling an estimated $1.61M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $450M portfolio in Q3 2020.
  • Vivaldi Capital Management opened 55 new positions and closed 40 in Q3 2020.
  • Vivaldi Capital Management's portfolio value fell 6.3% quarter-over-quarter to $450M.

Based on Vivaldi Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.