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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.49%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$23.3M
AUM Growth
-$30.1M
Cap. Flow
-$43.5M
Cap. Flow %
-186.65%
Top 10 Hldgs %
23.02%
Holding
141
New
41
Increased
12
Reduced
16
Closed
57

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$564K
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$559K
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$543K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$454K
5
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$446K

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$7.42M
2
NXPI icon
NXP Semiconductors
NXPI
+$6.81M
3
BCR
CR Bard Inc.
BCR
+$5.67M
4
MBLY
Mobileye N.V.
MBLY
+$5.54M
5
PNRA
Panera Bread Co
PNRA
+$5.07M

Sector Composition

Rank Sector Weight
1 Healthcare 6.64%
2 Communication Services 5.45%
3 Financials 5.25%
4 Energy 3.78%
5 Technology 3.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIV
1
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$601K 2.58%
47,890
+12,466
+35% +$159K
NAD icon
2
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$556K 2.39%
+39,210
New +$559K
VPL icon
3
Vanguard FTSE Pacific ETF
VPL
$8.08B
$555K 2.38%
8,137
-1,629
-17% -$110K
IWR icon
4
iShares Russell Mid-Cap ETF
IWR
$56B
$554K 2.38%
+11,248
New +$543K
JNJ icon
5
Johnson & Johnson
JNJ
$618B
$553K 2.38%
+4,257
New +$564K
BRK.B icon
6
Berkshire Hathaway Class B
BRK.B
$1.1T
$552K 2.37%
3,012
-237
-7% -$41.9K
JNK icon
7
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$549K 2.36%
4,904
-1,538
-24% -$171K
DON icon
8
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$498K 2.14%
14,937
+2,187
+17% +$71.3K
IJR icon
9
iShares Core S&P Small-Cap ETF
IJR
$109B
$492K 2.11%
6,630
-1,821
-22% -$128K
VKQ icon
10
Invesco Municipal Trust
VKQ
$541M
$450K 1.93%
+35,258
New +$454K
DBEF icon
11
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.17B
$449K 1.93%
14,483
-1,904
-12% -$57.7K
IAGG icon
12
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$445K 1.91%
+8,603
New +$446K
BP icon
13
BP
BP
$116B
$442K 1.9%
12,751
-219
-2% -$6.96K
VGK icon
14
Vanguard FTSE Europe ETF
VGK
$30.7B
$442K 1.9%
7,578
-1,842
-20% -$105K
EIM
15
Eaton Vance Municipal Bond Fund
EIM
$491M
$440K 1.89%
+34,701
New +$445K
CVX icon
16
Chevron
CVX
$392B
$437K 1.88%
3,716
+43
+1% +$4.69K
SCHE icon
17
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$432K 1.86%
+16,036
New +$424K
SCHF icon
18
Schwab International Equity ETF
SCHF
$66.6B
$427K 1.83%
+25,528
New +$416K
GLPI icon
19
Gaming and Leisure Properties
GLPI
$12.7B
$413K 1.77%
11,195
– –
VCV icon
20
Invesco California Value Municipal Income Trust
VCV
$518M
$410K 1.76%
+31,243
New +$404K
MUB icon
21
iShares National Muni Bond ETF
MUB
$45.1B
$402K 1.73%
+3,628
New +$403K
MUC icon
22
BlackRock MuniHoldings California Quality Fund
MUC
$996M
$402K 1.73%
+27,152
New +$402K
USB icon
23
US Bancorp
USB
$98.2B
$401K 1.72%
7,492
-728
-9% -$38.1K
SCHA icon
24
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$393K 1.69%
+23,348
New +$375K
VMBS icon
25
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$393K 1.69%
7,447
-4,726
-39% -$250K
1
2 3 4 5

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Vivaldi Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Vivaldi Capital Management held 141 positions worth $23.3M, down 56% from $53.4M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Vivaldi Capital Management withdrew a net $43.5M in Q3 2017, closing 57 positions and reducing 16 holdings. Its most notable exit was Reynolds American Inc, an estimated $7.42M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 1.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Johnson & Johnson worth $553K.

  • Vivaldi Capital Management's largest Q3 2017 buy was Johnson & Johnson: 4,257 shares worth $553K.
  • Vivaldi Capital Management added most to Eaton Vance Municipal Bond Fund II in Q3 2017, an estimated $159K increase.
  • Vivaldi Capital Management's biggest Q3 2017 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $261K.
  • Vivaldi Capital Management fully exited Reynolds American Inc in Q3 2017, selling an estimated $7.42M.
  • Vivaldi Capital Management's ten largest holdings make up 23% of its $23.3M portfolio in Q3 2017.
  • Vivaldi Capital Management opened 41 new positions and closed 57 in Q3 2017.
  • Vivaldi Capital Management's portfolio value fell 56% quarter-over-quarter to $23.3M.

Based on Vivaldi Capital Management's 13F filing for Q3 2017, filed 13 Nov 2017.