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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+12.31%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$37M
Cap. Flow
-$31.3M
Cap. Flow %
-6.52%
Top 10 Hldgs %
39.05%
Holding
300
New
96
Increased
93
Reduced
65
Closed
34

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$42M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.08M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.73M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$2.46M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.86M

Top Sells

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$47.2M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$42.8M
3
META icon
Meta Platforms (Facebook)
META
+$8.32M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.53M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$4.15M

Sector Composition

Rank Sector Weight
1 Technology 4.37%
2 Financials 3.11%
3 Communication Services 2.51%
4 Healthcare 2.13%
5 Consumer Discretionary 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FINS
1
Angel Oak Financial Strategies Income Term Trust
FINS
$418M
$42.5M 8.85%
2,565,467
+2,514,778
+4,961% +$42M
SHY icon
2
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$31.3M 6.52%
361,898
+1,822
+0.5% +$158K
SCHO icon
3
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$31.1M 6.47%
1,206,132
+1,446
+0.1% +$37.3K
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$17.3M 3.61%
51,336
+4,246
+9% +$1.24M
SPDW icon
5
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$15.7M 3.28%
526,685
+104,351
+25% +$2.73M
SPYM
6
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$14.4M 3%
364,182
+54,195
+17% +$1.86M
MUI
7
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$10.2M 2.12%
695,211
+48,967
+8% +$653K
MYI icon
8
BlackRock MuniYield Quality Fund III
MYI
$709M
$9.43M 1.96%
683,556
+55,345
+9% +$694K
AAPL icon
9
Apple
AAPL
$4.54T
$8.16M 1.7%
72,176
+5,020
+7% +$389K
AFB
10
AllianceBernstein National Municipal Income Fund
AFB
$313M
$7.39M 1.54%
533,831
+31,855
+6% +$412K
IVV icon
11
iShares Core S&P 500 ETF
IVV
$878B
$7.36M 1.53%
21,727
+826
+4% +$243K
KTF
12
DWS Municipal Income Trust
KTF
$346M
$6.92M 1.44%
604,858
+124,225
+26% +$1.31M
VTI icon
13
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$6.2M 1.29%
36,219
-6,108
-14% -$901K
META icon
14
Meta Platforms (Facebook)
META
$1.42T
$6.15M 1.28%
23,672
-39,838
-63% -$8.32M
EFA icon
15
iShares MSCI EAFE ETF
EFA
$78B
$6.08M 1.27%
92,873
+7,548
+9% +$436K
NAD icon
16
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$6.08M 1.27%
407,823
+40,772
+11% +$556K
NEA icon
17
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$6.02M 1.25%
409,707
+39,155
+11% +$529K
SPSM icon
18
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$5.48M 1.14%
185,436
+22,105
+14% +$543K
ISD
19
PGIM High Yield Bond Fund
ISD
$415M
$5.44M 1.13%
386,743
+19,176
+5% +$244K
SPEM icon
20
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
$5.26M 1.09%
143,338
+11,681
+9% +$365K
SPMD icon
21
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$5.06M 1.05%
147,156
+16,477
+13% +$481K
EVV
22
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$4.81M 1%
411,428
+13,153
+3% +$143K
VEA icon
23
Vanguard FTSE Developed Markets ETF
VEA
$229B
$4.71M 0.98%
111,811
-7,797
-7% -$285K
SCHB icon
24
Schwab US Broad Market ETF
SCHB
$43.2B
$4.42M 0.92%
329,670
-252,114
-43% -$2.91M
JFR icon
25
Nuveen Floating Rate Income Fund
JFR
$1.24B
$4.34M 0.9%
+528,948
New +$4.08M
1
2 3 4 5

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Vivaldi Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Vivaldi Capital Management held 300 positions worth $480M, up 8.4% from $443M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $31.3M in Q2 2020, closing 34 positions and reducing 65 holdings. Its most notable exit was Vivaldi Opportunities Fund, an estimated $47.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 2.6% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Vivaldi Capital Management opened a new position in Nuveen Floating Rate Income Fund worth $4.34M.

  • Vivaldi Capital Management's largest Q2 2020 buy was Nuveen Floating Rate Income Fund: 528,948 shares worth $4.34M.
  • Vivaldi Capital Management added most to Angel Oak Financial Strategies Income Term Trust in Q2 2020, an estimated $42M increase.
  • Vivaldi Capital Management's biggest Q2 2020 reduction was Meta Platforms (Facebook), cutting an estimated $8.32M.
  • Vivaldi Capital Management fully exited Vivaldi Opportunities Fund in Q2 2020, selling an estimated $47.2M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $480M portfolio in Q2 2020.
  • Vivaldi Capital Management opened 96 new positions and closed 34 in Q2 2020.
  • Vivaldi Capital Management's portfolio value rose 8.4% quarter-over-quarter to $480M.

Based on Vivaldi Capital Management's 13F filing for Q2 2020, filed 13 Aug 2020.