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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$432M
AUM Growth
-$30M
Cap. Flow
-$50.7M
Cap. Flow %
-11.75%
Top 10 Hldgs %
39.14%
Holding
349
New
14
Increased
84
Reduced
63
Closed
141

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.69M
2
CMF icon
iShares California Muni Bond ETF
CMF
+$2.97M
3
BA icon
Boeing
BA
+$2.03M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$817K

Top Sells

Rank Stock Value
1
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$6.07M
2
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$5.49M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$4.69M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.45M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.1M

Sector Composition

Rank Sector Weight
1 Technology 5.27%
2 Consumer Discretionary 3.99%
3 Financials 3.53%
4 Healthcare 2.65%
5 Communication Services 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPDW icon
1
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$22.6M 5.23%
618,815
-492
-0.1% -$18.1K
SPYM
2
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$22.2M 5.15%
398,234
-6,214
-2% -$336K
SUB icon
3
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$20.6M 4.77%
191,705
-8,945
-4% -$961K
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$20.5M 4.75%
43,130
-1,005
-2% -$461K
MINT icon
5
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$17.9M 4.15%
176,341
+46,103
+35% +$4.69M
LMBS icon
6
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$17.4M 4.04%
348,990
-65,979
-16% -$3.32M
SCHO icon
7
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$13.3M 3.09%
523,688
-174,640
-25% -$4.45M
SHY icon
8
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$12.8M 2.96%
149,236
-47,824
-24% -$4.1M
AAPL icon
9
Apple
AAPL
$4.54T
$11.6M 2.7%
65,552
+2,925
+5% +$462K
IVV icon
10
iShares Core S&P 500 ETF
IVV
$878B
$9.98M 2.31%
20,931
+1,772
+9% +$817K
SPSM icon
11
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$8.55M 1.98%
191,252
-1,216
-0.6% -$54K
TSLA icon
12
Tesla
TSLA
$1.23T
$8.43M 1.95%
23,919
-1,926
-7% -$646K
SPMD icon
13
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$7.79M 1.81%
156,660
-1,087
-0.7% -$53.1K
VTI icon
14
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$7.41M 1.72%
30,680
+26
+0.1% +$6.14K
SPEM icon
15
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
$6.59M 1.53%
158,798
-115
-0.1% -$4.92K
EFA icon
16
iShares MSCI EAFE ETF
EFA
$78B
$5.81M 1.35%
73,786
-1,102
-1% -$87.3K
SCHX icon
17
Schwab US Large- Cap ETF
SCHX
$71.8B
$5.27M 1.22%
277,836
+9,048
+3% +$167K
CMF icon
18
iShares California Muni Bond ETF
CMF
$4.55B
$5.24M 1.21%
84,114
+47,817
+132% +$2.97M
VEA icon
19
Vanguard FTSE Developed Markets ETF
VEA
$229B
$5.21M 1.21%
102,081
+1,656
+2% +$85K
FPA icon
20
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$100M
$4.85M 1.12%
155,823
+2,468
+2% +$78.8K
VOO icon
21
Vanguard S&P 500 ETF
VOO
$979B
$4.8M 1.11%
11,001
+260
+2% +$110K
ITOT icon
22
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$4.69M 1.09%
43,823
+870
+2% +$90.9K
MSFT icon
23
Microsoft
MSFT
$3.45T
$4.6M 1.07%
13,672
+1,627
+14% +$527K
GLPI icon
24
Gaming and Leisure Properties
GLPI
$12.7B
$4.47M 1.04%
91,847
+4,500
+5% +$214K
SCHB icon
25
Schwab US Broad Market ETF
SCHB
$43.2B
$4.36M 1.01%
231,444
-18,966
-8% -$349K
1
2 3 4 5

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TFHU
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FAN
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Vivaldi Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Vivaldi Capital Management held 349 positions worth $432M, down 6.5% from $462M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $50.7M in Q4 2021, closing 141 positions and reducing 63 holdings. Its most notable exit was Angel Oak Financial Strategies Income Term Trust, an estimated $5.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Boeing worth $1.94M.

  • Vivaldi Capital Management's largest Q4 2021 buy was Boeing: 9,625 shares worth $1.94M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2021, an estimated $4.69M increase.
  • Vivaldi Capital Management's biggest Q4 2021 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $6.07M.
  • Vivaldi Capital Management fully exited Angel Oak Financial Strategies Income Term Trust in Q4 2021, selling an estimated $5.49M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $432M portfolio in Q4 2021.
  • Vivaldi Capital Management opened 14 new positions and closed 141 in Q4 2021.
  • Vivaldi Capital Management's portfolio value fell 6.5% quarter-over-quarter to $432M.

Based on Vivaldi Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.