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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+11.37%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$468M
AUM Growth
+$17.3M
Cap. Flow
-$7.1M
Cap. Flow %
-1.52%
Top 10 Hldgs %
33.81%
Holding
353
New
72
Increased
90
Reduced
77
Closed
47

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.65M
2
GLPI icon
Gaming and Leisure Properties
GLPI
+$1.62M
3
DHI icon
D.R. Horton
DHI
+$1.54M
4
GE icon
GE Aerospace
GE
+$1.32M
5
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$1.05M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.49M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.84M
3
RSF
RiverNorth Capital and Income Fund
RSF
+$2.31M
4
BYM
BlackRock Municipal Income Quality Trust
BYM
+$2.01M
5
NEE icon
NextEra Energy
NEE
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 4.54%
2 Financials 3.54%
3 Consumer Discretionary 2.74%
4 Healthcare 2.3%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHO icon
1
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$25.6M 5.47%
995,350
-110,356
-10% -$2.84M
SHY icon
2
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$24.5M 5.24%
283,817
-40,377
-12% -$3.49M
FINS
3
Angel Oak Financial Strategies Income Term Trust
FINS
$418M
$19.2M 4.1%
1,138,277
-43,373
-4% -$729K
SPDW icon
4
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$19.1M 4.08%
564,826
+32,266
+6% +$1.02M
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$18.4M 3.94%
49,334
+1,244
+3% +$441K
SPYM
6
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$16.8M 3.59%
381,315
+18,706
+5% +$780K
AAPL icon
7
Apple
AAPL
$4.54T
$9.67M 2.07%
72,869
+5,765
+9% +$693K
MUI
8
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$8.6M 1.84%
577,977
-27,661
-5% -$399K
MYI icon
9
BlackRock MuniYield Quality Fund III
MYI
$709M
$8.16M 1.75%
564,676
-29,751
-5% -$410K
SUB icon
10
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$8.11M 1.73%
75,021
+15,303
+26% +$1.65M
IVV icon
11
iShares Core S&P 500 ETF
IVV
$878B
$7.86M 1.68%
20,937
-470
-2% -$167K
TSLA icon
12
Tesla
TSLA
$1.23T
$7.17M 1.53%
30,471
+2,751
+10% +$469K
EFA icon
13
iShares MSCI EAFE ETF
EFA
$78B
$6.63M 1.42%
90,819
-130
-0.1% -$8.89K
SPSM icon
14
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$6.62M 1.42%
184,911
+1,974
+1% +$63.2K
AFB
15
AllianceBernstein National Municipal Income Fund
AFB
$313M
$6.54M 1.4%
453,239
-19,647
-4% -$272K
SPEM icon
16
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
$6.43M 1.38%
152,492
+8,852
+6% +$351K
VTI icon
17
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$6.29M 1.34%
32,292
-1,852
-5% -$339K
SPMD icon
18
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$6.07M 1.3%
150,224
+4,761
+3% +$177K
KTF
19
DWS Municipal Income Trust
KTF
$346M
$5.83M 1.25%
501,014
-39,932
-7% -$447K
ISD
20
PGIM High Yield Bond Fund
ISD
$415M
$5.12M 1.1%
341,488
-10,865
-3% -$156K
NAD icon
21
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$5.08M 1.09%
330,462
-18,808
-5% -$278K
VEA icon
22
Vanguard FTSE Developed Markets ETF
VEA
$229B
$5.05M 1.08%
106,986
-2,840
-3% -$125K
NEA icon
23
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$4.98M 1.07%
330,005
-19,325
-6% -$282K
FPA icon
24
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$100M
$4.72M 1.01%
148,747
+21
+0% +$608
EVV
25
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$4.51M 0.97%
360,345
-12,596
-3% -$152K
1
2 3 4 5

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Vivaldi Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Vivaldi Capital Management held 353 positions worth $468M, up 3.8% from $450M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Vivaldi Capital Management's Q4 2020 filing shows 72 new, 90 increased, 77 reduced and 47 closed positions. Its largest new stake was D.R. Horton: 21,053 shares worth $1.45M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $3.49M.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, down from 4.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q4 2020 buy was D.R. Horton: 21,053 shares worth $1.45M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q4 2020, an estimated $1.65M increase.
  • Vivaldi Capital Management's biggest Q4 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $3.49M.
  • Vivaldi Capital Management fully exited BlackRock Municipal Income Quality Trust in Q4 2020, selling an estimated $2.01M.
  • Vivaldi Capital Management's ten largest holdings make up 34% of its $468M portfolio in Q4 2020.
  • Vivaldi Capital Management opened 72 new positions and closed 47 in Q4 2020.
  • Vivaldi Capital Management's portfolio value rose 3.8% quarter-over-quarter to $468M.

Based on Vivaldi Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.