Vivaldi Capital Management’s FT Vest US Equity Buffer ETF November FNOV Stock Holding History

Vivaldi Capital Management’s Portfolio FNOV Stock Details FNOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-30,890	Closed	-$1.18M	–	220
2021 Q3	$1.18M	Hold	30,890	–	–	0.25%	73
2021 Q2	$1.18M	Hold	30,890	–	–	0.24%	76
2021 Q1	$1.15M	Hold	30,890	–	–	0.23%	84
2020 Q4	$1.09M	Buy	+30,890	New	+$1.05M	0.23%	89

Other funds holding FNOV

BFG

Bouchey Financial Group Troy, New York $1.36B AUM 13.96% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

PWM

PRW Wealth Management Quincy, Massachusetts $262M AUM 22.64% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

DFA

DHJJ Financial Advisors Naperville, Illinois $302M AUM 16.88% 1-Year Est. Return

IAN

Integrated Advisors Network Dallas, Texas $1.91B AUM 24.91% 1-Year Est. Return

Vivaldi Capital Management's FNOV Position: Q4 2021 in Review

Vivaldi Capital Management sold out of FT Vest US Equity Buffer ETF November (FNOV) in Q4 2021, closing a stake of 30,890 shares — an estimated $1.18M sold.

Vivaldi Capital Management first reported a position in FNOV in Q4 2020 and held it in 4 quarters. The position peaked at $1.18M in Q2 2021. 75 funds tracked by Wall St. Rank hold FNOV as of Q4 2021.

Vivaldi Capital Management reported no remaining FT Vest US Equity Buffer ETF November position as of Q4 2021 after selling out during the quarter.
Vivaldi Capital Management sold 30,890 FT Vest US Equity Buffer ETF November shares in Q4 2021, an estimated $1.18M.
Vivaldi Capital Management first reported a position in FT Vest US Equity Buffer ETF November in Q4 2020 and held it in 4 quarters.
Vivaldi Capital Management's FT Vest US Equity Buffer ETF November position peaked at $1.18M in Q2 2021.
75 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF November as of Q4 2021.

Based on Vivaldi Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.