Vivaldi Capital Management’s FT Vest US Equity Buffer ETF November FNOV Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-30,890	Closed	-$1.18M	–	220
2021 Q3	$1.18M	Hold	30,890	–	–	0.25%	73
2021 Q2	$1.18M	Hold	30,890	–	–	0.24%	76
2021 Q1	$1.15M	Hold	30,890	–	–	0.23%	84
2020 Q4	$1.09M	Buy	+30,890	New	+$1.09M	0.23%	89