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FT Vest US Equity Buffer ETF November

51 hedge funds and large institutions have $117M invested in FT Vest US Equity Buffer ETF November in 2021 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

11% more funds holding

Funds holding: 4651 (+5)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

3% less capital invested

Capital invested by funds: $121M → $117M (-$4.02M)

9.51% less ownership

Funds ownership: 68.07%58.56% (-9.5%)

12% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 17

Holders
51
Holders Change
+5
Holders Change %
+10.87%
% of All Funds
0.9%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
10
Increased
15
Reduced
17
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$25.2M +$814K +22,796 +3%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$9.46M +$167K +4,668 +2%
VBFP
3
Valtinson Bruner Financial Planning
Minnesota
$9.44M -$64.4K -1,804 -0.7%
HI
4
Harbour Investments
Wisconsin
$8.37M +$8.18M +228,999 New
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$7.22M +$1.51M +42,141 +27%
Osaic Holdings
6
Osaic Holdings
Arizona
$7.11M -$605K -16,934 -8%
CA
7
Cetera Advisors
Colorado
$5.68M -$1.43M -40,129 -21%
PWM
8
PRW Wealth Management
Massachusetts
$5.59M -$340K -9,511 -6%
DFA
9
DHJJ Financial Advisors
Illinois
$3.46M -$2.14K -60 -0.1%
ICG
10
InterOcean Capital Group
Tennessee
$3.42M -$46.8K -1,310 -1%
LNC
11
Lincoln National Corp
Pennsylvania
$2.78M -$192K -5,365 -7%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$2.56M -$386K -10,806 -13%
TPW
13
TL Private Wealth
Texas
$2.4M
LPT
14
Legacy Private Trust
Wisconsin
$1.86M +$1.82M +50,888 New
AAS
15
Avantax Advisory Services
Texas
$1.74M +$27.4K +767 +2%
T
16
TRUADVICE
Florida
$1.65M +$273K +7,636 +21%
RWA
17
Redhawk Wealth Advisors
Minnesota
$1.62M +$1.09M +30,430 +217%
CIAS
18
Capital Investment Advisory Services
North Carolina
$1.5M -$16.8K -469 -1%
1SB
19
1ST Source Bank
Indiana
$1.49M +$53.6K +1,500 +4%
AWM
20
AE Wealth Management
Kansas
$1.47M -$2.1M -58,901 -59%
Citadel Advisors
21
Citadel Advisors
Florida
$1.33M +$1.3M +36,487 New
OMC
22
Old Mission Capital
Illinois
$1.23M +$481K +13,471 +67%
VCM
23
Vivaldi Capital Management
Illinois
$1.15M
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$854K +$117K +3,287 +16%
APA
25
American Portfolios Advisors
New York
$736K -$58.1K -1,626 -7%

FNOV Hedge Fund Activity: Q1 2021 in Review

51 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF November (FNOV) for Q1 2021, worth a combined $117M — down 3.3% from $121M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FNOV positions and 5 closed out — a net gain of 5 holders — while 15 added to existing stakes and 17 trimmed.

The largest buyer was Legacy Private Trust, opening a new position worth an estimated $1.82M. The largest seller was First Trust Advisors, exiting entirely with an estimated $16M sold.

  • 51 institutional investors held FT Vest US Equity Buffer ETF November (FNOV) as of Q1 2021, up from 46 in Q4 2020.
  • Funds reported $117M of FT Vest US Equity Buffer ETF November stock for Q1 2021, down 3.3% quarter-over-quarter.
  • 10 funds opened new FT Vest US Equity Buffer ETF November positions in Q1 2021 and 5 closed out, a net change of +5 holders.
  • The largest FT Vest US Equity Buffer ETF November buyer in Q1 2021 was Legacy Private Trust, an estimated $1.82M added.
  • The largest FT Vest US Equity Buffer ETF November seller in Q1 2021 was First Trust Advisors, an estimated $16M sold.

Based on aggregated 13F filings for Q1 2021.