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FT Vest US Equity Buffer ETF November

114 hedge funds and large institutions have $230M invested in FT Vest US Equity Buffer ETF November in 2023 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 41 increasing their positions, 32 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 6

36% more capital invested

Capital invested by funds: $169M → $230M (+$61.5M)

28% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 32

24% more funds holding

Funds holding: 92114 (+22)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1.65% less ownership

Funds ownership: 40.81%39.17% (-1.6%)

Holders
114
Holders Change
+22
Holders Change %
+23.91%
% of All Funds
1.66%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
30
Increased
41
Reduced
32
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$22.2M +$1.17M +29,077 +6%
AA
2
Altman Advisors
Illinois
$15.2M -$3.08M -76,519 -18%
IA
3
IFP Advisors
Florida
$11.4M +$10.5M +260,826 +4,035%
MW
4
MBL Wealth
North Carolina
$9.8M +$179K +4,444 +2%
Osaic Holdings
5
Osaic Holdings
Arizona
$9.52M +$1.95M +48,391 +28%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$8M +$121K +2,999 +2%
Carson Wealth (CWM LLC)
7
Carson Wealth (CWM LLC)
Nebraska
$7.91M +$7.5M +186,042 New
RJFSA
8
Raymond James Financial Services Advisors
Florida
$7.46M +$5.14M +127,551 +266%
CW
9
CreativeOne Wealth
Kansas
$7.08M +$1.75M +43,363 +35%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$6.83M +$2.29M +56,802 +55%
OAJ
11
Ogorek Anthony Joseph
New York
$6.73M
NW
12
Naviter Wealth
Arkansas
$5.29M -$28.2K -699 -0.6%
CA
13
Cetera Advisors
Colorado
$5.13M +$622K +15,427 +15%
JP Morgan Chase
14
JP Morgan Chase
New York
$4.75M +$3.98M +98,818 +770%
LPL Financial
15
LPL Financial
California
$4.54M +$165K +4,102 +4%
EFL
16
ERn Financial LLC
Wisconsin
$3.77M -$98.8K -2,453 -3%
RJA
17
Raymond James & Associates
Florida
$3.69M +$2.11M +52,350 +152%
RFG
18
REAP Financial Group
Texas
$3.58M +$3.39M +84,169 New
CAN
19
Cetera Advisor Networks
California
$3.48M +$1.35M +33,551 +70%
DFA
20
DHJJ Financial Advisors
Illinois
$3.1M -$120K -2,985 -4%
FFA
21
Fragasso Financial Advisors
Pennsylvania
$2.85M +$1.08M +26,855 +67%
Mariner
22
Mariner
Kansas
$2.83M -$85.7K -2,127 -3%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$2.61M +$2.48M +61,440 New
MCWS
24
McKinley Carter Wealth Services
West Virginia
$2.57M -$23.5K -583 -1%
AAS
25
Avantax Advisory Services
Texas
$2.5M +$541K +13,422 +30%

FNOV Hedge Fund Activity: Q4 2023 in Review

114 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF November (FNOV) for Q4 2023, worth a combined $230M — up 36% from $169M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new FNOV positions and 6 closed out — a net gain of 24 holders — while 41 added to existing stakes and 32 trimmed.

The largest buyer was IFP Advisors, adding an estimated $10.5M. The largest seller was True Link Financial Advisors, cutting an estimated $7.82M.

  • 114 institutional investors held FT Vest US Equity Buffer ETF November (FNOV) as of Q4 2023, up from 92 in Q3 2023.
  • Funds reported $230M of FT Vest US Equity Buffer ETF November stock for Q4 2023, up 36% quarter-over-quarter.
  • 30 funds opened new FT Vest US Equity Buffer ETF November positions in Q4 2023 and 6 closed out, a net change of +24 holders.
  • The largest FT Vest US Equity Buffer ETF November buyer in Q4 2023 was IFP Advisors, an estimated $10.5M added.
  • The largest FT Vest US Equity Buffer ETF November seller in Q4 2023 was True Link Financial Advisors, an estimated $7.82M sold.

Based on aggregated 13F filings for Q4 2023.