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FT Vest US Equity Buffer ETF November

21 hedge funds and large institutions have $28M invested in FT Vest US Equity Buffer ETF November in 2020 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 2 increasing their positions, 1 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,300% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 1

465% more capital invested

Capital invested by funds: $4.95M → $28M (+$23M)

110% more funds holding

Funds holding: 1021 (+11)

100% more repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 1

45.55% more ownership

Funds ownership: 0%45.55% (+46%)

Holders
21
Holders Change
+11
Holders Change %
+110%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
2
Reduced
1
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FAAS
1
First Allied Advisory Services
California
$5.82M +$6.43M +213,356 New
Osaic Holdings
2
Osaic Holdings
Arizona
$4.26M +$4.71M +156,164 New
CA
3
Cetera Advisors
Colorado
$3.58M +$3.96M +131,451 New
IC
4
InterOcean Capital
Illinois
$2.58M +$1.07M +35,510 +60%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.2M +$2.43M +80,650 New
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$2.12M +$2.34M +77,602 New
SPC
7
Sigma Planning Corp
Michigan
$1.4M +$1.55M +51,250 New
AAS
8
Avantax Advisory Services
Texas
$1.25M +$1.37M +45,411 New
PWM
9
PRW Wealth Management
Massachusetts
$1.1M +$1.22M +40,529 New
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.03M +$840K +27,876 +282%
AMC
11
Asset Management Corp
Illinois
$786K
HIS
12
Harvest Investment Services
Illinois
$651K +$720K +23,880 New
CCFM
13
Clear Creek Financial Management
Washington
$471K +$497K +16,500 New
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$337K +$372K +12,348 New
AIC
15
Ameritas Investment Company
Nebraska
$155K +$171K +5,679 New
CFGS
16
Concourse Financial Group Securities
Alabama
$126K -$46.7K -1,550 -25%
FDCDDQ
17
Federation des caisses Desjardins du Quebec
Quebec, Canada
$46.9K
Carson Wealth (CWM LLC)
18
Carson Wealth (CWM LLC)
Nebraska
$34K
PFGIA
19
Patriot Financial Group Insurance Agency
Massachusetts
$27K
1W
20
1776 Wealth
Georgia
$5K +$6.03K +200 New
IA
21
IFP Advisors
Florida
$5K +$6.03K +200 New
AIC
22
Archer Investment Corporation
Indiana
-$157K -5,000 Closed

FNOV Hedge Fund Activity: Q1 2020 in Review

21 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF November (FNOV) for Q1 2020, worth a combined $28M — up 465% from $4.95M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FNOV positions and 1 closed out — a net gain of 13 holders — while 2 added to existing stakes and 1 trimmed.

The largest buyer was First Allied Advisory Services, opening a new position worth an estimated $6.43M. The largest seller was Archer Investment Corporation, exiting entirely with an estimated $157K sold.

  • 21 institutional investors held FT Vest US Equity Buffer ETF November (FNOV) as of Q1 2020, up from 10 in Q4 2019.
  • Funds reported $28M of FT Vest US Equity Buffer ETF November stock for Q1 2020, up 465% quarter-over-quarter.
  • 14 funds opened new FT Vest US Equity Buffer ETF November positions in Q1 2020 and 1 closed out, a net change of +13 holders.
  • The largest FT Vest US Equity Buffer ETF November buyer in Q1 2020 was First Allied Advisory Services, an estimated $6.43M added.
  • The largest FT Vest US Equity Buffer ETF November seller in Q1 2020 was Archer Investment Corporation, an estimated $157K sold.

Based on aggregated 13F filings for Q1 2020.