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FT Vest US Equity Buffer ETF November
FNOV

Overview Fund Activity

21 hedge funds and large institutions have $28M invested in FT Vest US Equity Buffer ETF November in 2020 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 2 increasing their positions, 1 reducing their positions, and 1 closing their positions.

Holders
21
Holders Change
+11
Holders Change %
+110%
% of All Funds
0.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
2
Reduced
1
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FAAS
1
First Allied Advisory Services
California
$5.82M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$4.26M
3
CA
3
Cetera Advisors
Colorado
$3.58M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.2M
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$2.12M

Top Sellers

1
AIC
1
Archer Investment Corporation
Indiana
$0
2
CFGS
2
Concourse Financial Group Securities
Alabama
$126K
Name Market Value Shares Shares
Change 		Shares
Change %
FAAS
1
First Allied Advisory Services
California
$5.82M 213,356 +213,356 New
Osaic Holdings
2
Osaic Holdings
Arizona
$4.26M 156,164 +156,164 New
CA
3
Cetera Advisors
Colorado
$3.58M 131,451 +131,451 New
IC
4
InterOcean Capital
Illinois
$2.59M 94,810 +35,510 +60%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.2M 80,650 +80,650 New
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$2.12M 77,602 +77,602 New
SPC
7
Sigma Planning Corp
Michigan
$1.4M 51,250 +51,250 New
AAS
8
Avantax Advisory Services
Texas
$1.25M 45,411 +45,411 New
PWM
9
PRW Wealth Management
Massachusetts
$1.11M 40,529 +40,529 New
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.03M 37,759 +27,876 +282%
AMC
11
Asset Management Corp
Illinois
$786K 28,840 – –
HIS
12
Harvest Investment Services
Illinois
$651K 23,880 +23,880 New
CCFM
13
Clear Creek Financial Management
Washington
$471K 16,500 +16,500 New
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$337K 12,348 +12,348 New
AIC
15
Ameritas Investment Company
Nebraska
$155K 5,679 +5,679 New
CFGS
16
Concourse Financial Group Securities
Alabama
$126K 4,626 -1,550 -25%
FDCDDQ
17
Federation des caisses Desjardins du Quebec
Quebec, Canada
$46.9K 1,720 – –
Carson Wealth (CWM LLC)
18
Carson Wealth (CWM LLC)
Nebraska
$34K 906 – –
PFGIA
19
Patriot Financial Group Insurance Agency
Massachusetts
$27K 1,000 – –
IA
20
IFP Advisors
Florida
$5K 200 +200 New
1W
21
1776 Wealth
Georgia
$5K 200 +200 New
AIC
22
Archer Investment Corporation
Indiana
– – -5,000 Closed