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FT Vest US Equity Buffer ETF November

46 hedge funds and large institutions have $121M invested in FT Vest US Equity Buffer ETF November in 2020 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 13 increasing their positions, 4 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 6

225% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 4

78% more capital invested

Capital invested by funds: $68.1M → $121M (+$52.9M)

35% more funds holding

Funds holding: 3446 (+12)

15.93% more ownership

Funds ownership: 52.14%68.07% (+16%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
46
Holders Change
+12
Holders Change %
+35.29%
% of All Funds
0.81%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
20
Increased
13
Reduced
4
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$23.4M +$20.5M +603,889 +981%
First Trust Advisors
2
First Trust Advisors
Illinois
$16M +$11.4M +337,473 +291%
VBFP
3
Valtinson Bruner Financial Planning
Minnesota
$9.06M +$8.66M +255,516 New
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$8.95M +$8.61M +254,208 New
Osaic Holdings
5
Osaic Holdings
Arizona
$7.43M -$1.24M -36,701 -15%
CA
6
Cetera Advisors
Colorado
$6.88M +$923K +27,249 +16%
PWM
7
PRW Wealth Management
Massachusetts
$5.72M +$387K +11,422 +8%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$5.47M +$5.27M +155,525 New
AWM
9
AE Wealth Management
Kansas
$3.48M +$539K +15,916 +19%
ICG
10
InterOcean Capital Group
Tennessee
$3.34M +$3.21M +94,810 New
DFA
11
DHJJ Financial Advisors
Illinois
$3.33M +$3.21M +94,778 New
LNC
12
Lincoln National Corp
Pennsylvania
$2.87M +$2.76M +81,440 New
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$2.84M +$2.73M +80,705 New
HFP
14
Holistic Financial Partners
Indiana
$2.52M -$252K -7,435 -9%
TPW
15
TL Private Wealth
Texas
$2.31M
KAS
16
Kestra Advisory Services
Texas
$2.26M +$1.78M +52,454 +442%
AAS
17
Avantax Advisory Services
Texas
$1.65M +$16.7K +493 +1%
CIAS
18
Capital Investment Advisory Services
North Carolina
$1.46M -$140K -4,123 -9%
1SB
19
1ST Source Bank
Indiana
$1.38M +$1.33M +39,200 New
T
20
TRUADVICE
Florida
$1.28M +$719K +21,217 +137%
VCM
21
Vivaldi Capital Management
Illinois
$1.09M +$1.05M +30,890 New
AMC
22
Asset Management Corp
Illinois
$968K
APA
23
American Portfolios Advisors
New York
$766K +$708K +20,904 +2,411%
OMC
24
Old Mission Capital
Illinois
$709K +$683K +20,158 New
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$707K +$35.9K +1,060 +6%

FNOV Hedge Fund Activity: Q4 2020 in Review

46 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF November (FNOV) for Q4 2020, worth a combined $121M — up 78% from $68.1M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FNOV positions and 6 closed out — a net gain of 14 holders — while 13 added to existing stakes and 4 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $20.5M. The largest seller was TrustCore Financial Services, exiting entirely with an estimated $17.4M sold.

  • 46 institutional investors held FT Vest US Equity Buffer ETF November (FNOV) as of Q4 2020, up from 34 in Q3 2020.
  • Funds reported $121M of FT Vest US Equity Buffer ETF November stock for Q4 2020, up 78% quarter-over-quarter.
  • 20 funds opened new FT Vest US Equity Buffer ETF November positions in Q4 2020 and 6 closed out, a net change of +14 holders.
  • The largest FT Vest US Equity Buffer ETF November buyer in Q4 2020 was Commonwealth Equity Services, an estimated $20.5M added.
  • The largest FT Vest US Equity Buffer ETF November seller in Q4 2020 was TrustCore Financial Services, an estimated $17.4M sold.

Based on aggregated 13F filings for Q4 2020.