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FT Vest US Equity Buffer ETF November

98 hedge funds and large institutions have $158M invested in FT Vest US Equity Buffer ETF November in 2023 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 22 increasing their positions, 36 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 8

7% more funds holding

Funds holding: 9298 (+6)

16.97% less ownership

Funds ownership: 63.84%46.87% (-17%)

26% less capital invested

Capital invested by funds: $212M → $158M (-$54.5M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

39% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 36

Holders
98
Holders Change
+6
Holders Change %
+6.52%
% of All Funds
1.56%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
16
Increased
22
Reduced
36
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AA
1
Altman Advisors
Illinois
$16.1M +$45.7K +1,244 +0.3%
Osaic Holdings
2
Osaic Holdings
Arizona
$13.3M -$172K -4,673 -1%
MW
3
MBL Wealth
North Carolina
$8.63M +$8.44M +229,641 New
TLFA
4
True Link Financial Advisors
California
$8.07M
OAJ
5
Ogorek Anthony Joseph
New York
$5.98M +$47.5K +1,292 +0.8%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$4.88M +$37 +1 +0%
CA
7
Cetera Advisors
Colorado
$4.47M -$217K -5,908 -5%
RJA
8
Raymond James & Associates
Florida
$4.01M +$1.31M +35,741 +50%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$3.7M -$8.93K -243 -0.2%
HI
10
Harbour Investments
Wisconsin
$3.65M -$3.85M -104,704 -52%
EFL
11
ERn Financial LLC
Wisconsin
$3.62M -$3.24M -88,310 -48%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$3.49M +$271K +7,382 +9%
LPL Financial
13
LPL Financial
California
$3.41M +$132K +3,589 +4%
IAN
14
Integrated Advisors Network
Texas
$3.12M
DFA
15
DHJJ Financial Advisors
Illinois
$3.08M -$133K -3,623 -4%
Mariner
16
Mariner
Kansas
$3.03M +$164K +4,458 +6%
PWM
17
PRW Wealth Management
Massachusetts
$2.94M -$46.1M -1,253,586 -94%
SPIA
18
Steward Partners Investment Advisory
New York
$2.76M +$2.09M +56,943 +347%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$2.48M -$3.9M -106,071 -62%
MCWS
20
McKinley Carter Wealth Services
West Virginia
$2.3M
KAS
21
Kestra Advisory Services
Texas
$2.09M -$499K -13,573 -20%
AAS
22
Avantax Advisory Services
Texas
$2.06M -$1.94M -52,844 -49%
APW
23
Aurora Private Wealth
New Jersey
$2.06M
KPWS
24
Kestra Private Wealth Services
Texas
$1.94M -$49.2K -1,338 -3%
IWC
25
Integrated Wealth Concepts
Massachusetts
$1.87M -$245K -6,664 -12%

FNOV Hedge Fund Activity: Q1 2023 in Review

98 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF November (FNOV) for Q1 2023, worth a combined $158M — down 26% from $212M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FNOV positions and 8 closed out — a net gain of 8 holders — while 22 added to existing stakes and 36 trimmed.

The largest buyer was MBL Wealth, opening a new position worth an estimated $8.44M. The largest seller was PRW Wealth Management, cutting an estimated $46.1M.

  • 98 institutional investors held FT Vest US Equity Buffer ETF November (FNOV) as of Q1 2023, up from 92 in Q4 2022.
  • Funds reported $158M of FT Vest US Equity Buffer ETF November stock for Q1 2023, down 26% quarter-over-quarter.
  • 16 funds opened new FT Vest US Equity Buffer ETF November positions in Q1 2023 and 8 closed out, a net change of +8 holders.
  • The largest FT Vest US Equity Buffer ETF November buyer in Q1 2023 was MBL Wealth, an estimated $8.44M added.
  • The largest FT Vest US Equity Buffer ETF November seller in Q1 2023 was PRW Wealth Management, an estimated $46.1M sold.

Based on aggregated 13F filings for Q1 2023.