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FT Vest US Equity Buffer ETF November

139 hedge funds and large institutions have $224M invested in FT Vest US Equity Buffer ETF November in 2025 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 30 increasing their positions, 56 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% less funds holding

Funds holding: 152139 (-13)

9.04% less ownership

Funds ownership: 34.4%25.36% (-9%)

29% less capital invested

Capital invested by funds: $316M → $224M (-$91.2M)

46% less repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 56

55% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 22

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
139
Holders Change
-13
Holders Change %
-8.55%
% of All Funds
1.86%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
30
Reduced
56
Closed
22
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$24M -$14M -291,598 -36%
Raymond James Financial
2
Raymond James Financial
Florida
$20.5M +$1.93M +40,151 +10%
Osaic Holdings
3
Osaic Holdings
Arizona
$17.6M +$1.21M +25,109 +7%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$11.6M +$2.5M +51,961 +26%
LPL Financial
5
LPL Financial
California
$9.92M +$270K +5,611 +3%
Carson Wealth (CWM LLC)
6
Carson Wealth (CWM LLC)
Nebraska
$8.06M -$37.6K -782 -0.5%
OAJ
7
Ogorek Anthony Joseph
New York
$7.36M -$14.6K -304 -0.2%
AssetMark Inc
8
AssetMark Inc
California
$6.48M +$1.87M +38,951 +39%
MW
9
MBL Wealth
North Carolina
$4.53M -$76.4K -1,591 -2%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$4.52M -$14.2M -296,478 -75%
RFG
11
REAP Financial Group
Texas
$3.73M -$133K -2,759 -3%
AA
12
Armis Advisers
Georgia
$3.67M -$289K -6,009 -7%
AA
13
Altman Advisors
Illinois
$3.55M -$14.7M -306,589 -75%
Mariner
14
Mariner
Kansas
$2.99M +$42.4K +882 +1%
DFA
15
DHJJ Financial Advisors
Illinois
$2.95M -$64.4K -1,341 -2%
EFL
16
ERn Financial LLC
Wisconsin
$2.92M -$143K -2,979 -5%
MCWS
17
McKinley Carter Wealth Services
West Virginia
$2.86M
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$2.84M -$2.17M -45,157 -43%
KAS
19
Kestra Advisory Services
Texas
$2.53M -$88.8K -1,849 -3%
MC
20
McCarthy & Cox
Ohio
$2.5M -$13.4M -279,391 -84%
RA
21
RiverTree Advisors
Florida
$2.42M
KWS
22
Keystone Wealth Services
California
$2.35M -$130K -2,700 -5%
IF
23
Integrity Financial
Wyoming
$2.3M +$150K +3,115 +7%
KPWS
24
Kestra Private Wealth Services
Texas
$2.25M -$137K -2,848 -6%
IWC
25
Integrated Wealth Concepts
Massachusetts
$2.23M +$15.3K +319 +0.7%

FNOV Hedge Fund Activity: Q1 2025 in Review

139 of the 7,457 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF November (FNOV) for Q1 2025, worth a combined $224M — down 29% from $316M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of FNOV and 10 opened new positions — a net loss of 12 holders — while 56 trimmed existing stakes and 30 added.

The largest buyer was Commonwealth Equity Services, adding an estimated $2.5M. The largest seller was Altman Advisors, cutting an estimated $14.7M.

  • 139 institutional investors held FT Vest US Equity Buffer ETF November (FNOV) as of Q1 2025, down from 152 in Q4 2024.
  • Funds reported $224M of FT Vest US Equity Buffer ETF November stock for Q1 2025, down 29% quarter-over-quarter.
  • 10 funds opened new FT Vest US Equity Buffer ETF November positions in Q1 2025 and 22 closed out, a net change of -12 holders.
  • The largest FT Vest US Equity Buffer ETF November buyer in Q1 2025 was Commonwealth Equity Services, an estimated $2.5M added.
  • The largest FT Vest US Equity Buffer ETF November seller in Q1 2025 was Altman Advisors, an estimated $14.7M sold.

Based on aggregated 13F filings for Q1 2025.