LPL Financial
FNOV icon

LPL Financial’s FT Vest US Equity Buffer ETF November FNOV Stock Holding History

LPL Financial’s Portfolio FNOV Stock Details FNOV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$15.2M Sell
284,863
-8,028
-3% -$440K ﹤0.01% 1670
2025
Q4 		$16.1M Buy
292,891
+47,845
+20% +$2.58M ﹤0.01% 1555
2025
Q3 		$13M Buy
245,046
+21,525
+10% +$1.11M ﹤0.01% 1652
2025
Q2 		$11.2M Buy
223,521
+10,874
+5% +$515K ﹤0.01% 1631
2025
Q1 		$9.92M Buy
212,647
+5,611
+3% +$270K ﹤0.01% 1608
2024
Q4 		$9.9M Buy
207,036
+2,943
+1% +$141K ﹤0.01% 1555
2024
Q3 		$9.63M Sell
204,093
-3,654
-2% -$170K ﹤0.01% 1491
2024
Q2 		$9.56M Buy
207,747
+1,287
+0.6% +$57.9K ﹤0.01% 1410
2024
Q1 		$9.24M Buy
206,460
+99,657
+93% +$4.34M 0.01% 1390
2023
Q4 		$4.54M Buy
106,803
+4,102
+4% +$165K ﹤0.01% 1744
2023
Q3 		$3.99M Sell
102,701
-2,644
-3% -$107K ﹤0.01% 1726
2023
Q2 		$4.24M Buy
105,345
+14,574
+16% +$559K ﹤0.01% 1671
2023
Q1 		$3.41M Buy
90,771
+3,589
+4% +$132K ﹤0.01% 1756
2022
Q4 		$3.1M Buy
+87,182
New +$3.07M ﹤0.01% 1755

Other funds holding FNOV

Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
AssetMark Inc
AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
AI
Atria Investments Charlotte, North Carolina $8.94B AUM 20.84% 1-Year Est. Return
RFG
REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

LPL Financial's FNOV Position: Q1 2026 in Review

LPL Financial reduced its FT Vest US Equity Buffer ETF November (FNOV) stake by 2.7% in Q1 2026, selling an estimated $440K and leaving 284,863 shares worth $15.2M. The position accounts for ﹤0.01% of the portfolio, ranked #1670.

LPL Financial first reported a position in FNOV in Q4 2022 and has held it in 14 quarters since. The position peaked at $16.1M in Q4 2025. 159 funds tracked by Wall St. Rank hold FNOV as of Q1 2026.

  • LPL Financial held 284,863 shares of FT Vest US Equity Buffer ETF November worth $15.2M as of Q1 2026.
  • LPL Financial sold 8,028 FT Vest US Equity Buffer ETF November shares in Q1 2026, an estimated $440K.
  • FT Vest US Equity Buffer ETF November made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #1670 holding.
  • LPL Financial first reported a position in FT Vest US Equity Buffer ETF November in Q4 2022 and has held it in 14 quarters since.
  • LPL Financial's FT Vest US Equity Buffer ETF November position peaked at $16.1M in Q4 2025.
  • 159 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF November as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.