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FT Vest US Equity Buffer ETF November

92 hedge funds and large institutions have $169M invested in FT Vest US Equity Buffer ETF November in 2023 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 42 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

2% more capital invested

Capital invested by funds: $166M → $169M (+$2.81M)

0.68% more ownership

Funds ownership: 40.13%40.81% (+0.68%)

2% less funds holding

Funds holding: 9492 (-2)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

64% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 42

Holders
92
Holders Change
-2
Holders Change %
-2.13%
% of All Funds
1.46%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
10
Increased
15
Reduced
42
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$19.2M -$790K -19,583 -4%
AA
2
Altman Advisors
Illinois
$16.8M +$17.5M +433,235 New
MW
3
MBL Wealth
North Carolina
$8.78M -$835K -20,710 -8%
TLFA
4
True Link Financial Advisors
California
$8.34M
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$7.2M +$2.05M +50,706 +38%
Osaic Holdings
6
Osaic Holdings
Arizona
$6.82M -$4.1M -101,637 -37%
OAJ
7
Ogorek Anthony Joseph
New York
$6.15M -$28.6K -710 -0.4%
NW
8
Naviter Wealth
Arkansas
$4.87M +$129K +3,203 +3%
CW
9
CreativeOne Wealth
Kansas
$4.79M +$2.56M +63,491 +106%
CA
10
Cetera Advisors
Colorado
$4.09M -$258K -6,407 -6%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$4.04M +$1.08M +26,740 +35%
LPL Financial
12
LPL Financial
California
$3.99M -$107K -2,644 -3%
EFL
13
ERn Financial LLC
Wisconsin
$3.53M -$69.6K -1,726 -2%
CA
14
CoreCap Advisors
Michigan
$3.25M +$2.61M +64,648 +339%
DFA
15
DHJJ Financial Advisors
Illinois
$2.95M -$147K -3,634 -5%
Mariner
16
Mariner
Kansas
$2.67M -$435K -10,792 -14%
MCWS
17
McKinley Carter Wealth Services
West Virginia
$2.37M
PWM
18
PRW Wealth Management
Massachusetts
$2.35M +$2.51M +62,146 New
APW
19
Aurora Private Wealth
New Jersey
$2.13M
IWC
20
Integrated Wealth Concepts
Massachusetts
$1.94M
CAN
21
Cetera Advisor Networks
California
$1.88M +$389K +9,633 +25%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$1.87M -$1.81M -44,878 -48%
KPWS
23
Kestra Private Wealth Services
Texas
$1.85M +$6.33K +157 +0.3%
1SB
24
1ST Source Bank
Indiana
$1.83M
PFA
25
Plotkin Financial Advisors
Maryland
$1.77M -$10.1K -251 -0.5%

FNOV Hedge Fund Activity: Q3 2023 in Review

92 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF November (FNOV) for Q3 2023, worth a combined $169M — up 1.7% from $166M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FNOV and 10 opened new positions — a net loss of 2 holders — while 42 trimmed existing stakes and 15 added.

The largest buyer was CoreCap Advisors, adding an estimated $2.61M. The largest seller was Osaic Holdings, cutting an estimated $4.1M.

  • 92 institutional investors held FT Vest US Equity Buffer ETF November (FNOV) as of Q3 2023, down from 94 in Q2 2023.
  • Funds reported $169M of FT Vest US Equity Buffer ETF November stock for Q3 2023, up 1.7% quarter-over-quarter.
  • 10 funds opened new FT Vest US Equity Buffer ETF November positions in Q3 2023 and 12 closed out, a net change of -2 holders.
  • The largest FT Vest US Equity Buffer ETF November buyer in Q3 2023 was CoreCap Advisors, an estimated $2.61M added.
  • The largest FT Vest US Equity Buffer ETF November seller in Q3 2023 was Osaic Holdings, an estimated $4.1M sold.

Based on aggregated 13F filings for Q3 2023.