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FT Vest US Equity Buffer ETF November

34 hedge funds and large institutions have $68.1M invested in FT Vest US Equity Buffer ETF November in 2020 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

40% more capital invested

Capital invested by funds: $48.7M → $68.1M (+$19.4M)

38% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 8

6% more funds holding

Funds holding: 3234 (+2)

2.6% more ownership

Funds ownership: 49.53%52.14% (+2.6%)

Holders
34
Holders Change
+2
Holders Change %
+6.25%
% of All Funds
0.69%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
7
Increased
11
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TFS
1
TrustCore Financial Services
Tennessee
$17.4M +$14.7M +456,658 +588%
Osaic Holdings
2
Osaic Holdings
Arizona
$7.96M +$530K +16,501 +7%
FAAS
3
First Allied Advisory Services
California
$6.59M -$383K -11,935 -6%
CA
4
Cetera Advisors
Colorado
$5.48M +$624K +19,412 +13%
PWM
5
PRW Wealth Management
Massachusetts
$4.92M +$660K +20,544 +16%
First Trust Advisors
6
First Trust Advisors
Illinois
$3.78M +$3.73M +116,131 New
AWM
7
AE Wealth Management
Kansas
$2.71M +$230K +7,160 +9%
HFP
8
Holistic Financial Partners
Indiana
$2.57M +$2.54M +78,969 New
TPW
9
TL Private Wealth
Texas
$2.18M
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$2M +$326K +10,134 +20%
LPT
11
Legacy Private Trust
Wisconsin
$1.74M
SPC
12
Sigma Planning Corp
Michigan
$1.63M -$39.2K -1,220 -2%
AAS
13
Avantax Advisory Services
Texas
$1.51M +$35.2K +1,096 +2%
CIAS
14
Capital Investment Advisory Services
North Carolina
$1.48M +$149K +4,636 +11%
SG
15
StoneX Group
New York
$1.17M +$108K +3,357 +10%
AMC
16
Asset Management Corp
Illinois
$896K -$16.1K -500 -2%
CAS
17
Cascadia Advisory Services
Oregon
$670K -$61.8K -1,924 -9%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$620K -$238K -7,393 -28%
JIP
19
Jaffetilchin Investment Partners
Florida
$521K +$240K +7,458 +87%
T
20
TRUADVICE
Florida
$507K +$497K +15,479 New
KAS
21
Kestra Advisory Services
Texas
$347K +$382K +11,875 New
BRWM
22
B. Riley Wealth Management
Tennessee
$326K
KPWS
23
Kestra Private Wealth Services
Texas
$246K +$243K +7,550 New
MAFM
24
Mid Atlantic Financial Management
Pennsylvania
$217K +$207K +6,435 New
KWM
25
Kingsview Wealth Management
Oregon
$216K -$94.8K -2,950 -31%

FNOV Hedge Fund Activity: Q3 2020 in Review

34 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF November (FNOV) for Q3 2020, worth a combined $68.1M — up 40% from $48.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FNOV positions and 4 closed out — a net gain of 3 holders — while 11 added to existing stakes and 8 trimmed.

The largest buyer was TrustCore Financial Services, adding an estimated $14.7M. The largest seller was Cambridge Investment Research Advisors, exiting entirely with an estimated $2.7M sold.

  • 34 institutional investors held FT Vest US Equity Buffer ETF November (FNOV) as of Q3 2020, up from 32 in Q2 2020.
  • Funds reported $68.1M of FT Vest US Equity Buffer ETF November stock for Q3 2020, up 40% quarter-over-quarter.
  • 7 funds opened new FT Vest US Equity Buffer ETF November positions in Q3 2020 and 4 closed out, a net change of +3 holders.
  • The largest FT Vest US Equity Buffer ETF November buyer in Q3 2020 was TrustCore Financial Services, an estimated $14.7M added.
  • The largest FT Vest US Equity Buffer ETF November seller in Q3 2020 was Cambridge Investment Research Advisors, an estimated $2.7M sold.

Based on aggregated 13F filings for Q3 2020.