First Trust Advisors
FNOV icon

First Trust Advisors’s FT Vest US Equity Buffer ETF November FNOV Stock Holding History

First Trust Advisors’s Portfolio FNOV Stock Details FNOV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q1 		– Sell
-453,604
Closed -$16M – 2423
2020
Q4 		$16M Buy
453,604
+337,473
+291% +$11.4M 0.02% 686
2020
Q3 		$3.78M Buy
+116,131
New +$3.73M 0.01% 1065

Other funds holding FNOV

Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
VBFP
Valtinson Bruner Financial Planning New Brighton, Minnesota $364M AUM 9.63% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
PWM
PRW Wealth Management Quincy, Massachusetts $262M AUM 22.64% 1-Year Est. Return
DFA
DHJJ Financial Advisors Naperville, Illinois $302M AUM 16.88% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return

First Trust Advisors's FNOV Position: Q1 2021 in Review

First Trust Advisors sold out of FT Vest US Equity Buffer ETF November (FNOV) in Q1 2021, closing a stake of 453,604 shares — an estimated $16M sold.

First Trust Advisors first reported a position in FNOV in Q3 2020 and held it in 2 quarters. The position peaked at $16M in Q4 2020. 51 funds tracked by Wall St. Rank hold FNOV as of Q1 2021.

  • First Trust Advisors reported no remaining FT Vest US Equity Buffer ETF November position as of Q1 2021 after selling out during the quarter.
  • First Trust Advisors sold 453,604 FT Vest US Equity Buffer ETF November shares in Q1 2021, an estimated $16M.
  • First Trust Advisors first reported a position in FT Vest US Equity Buffer ETF November in Q3 2020 and held it in 2 quarters.
  • First Trust Advisors's FT Vest US Equity Buffer ETF November position peaked at $16M in Q4 2020.
  • 51 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF November as of Q1 2021.

Based on First Trust Advisors's 13F filing for Q1 2021, filed 14 May 2021.