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FT Vest US Equity Buffer ETF November

42 hedge funds and large institutions have $101M invested in FT Vest US Equity Buffer ETF November in 2021 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 20 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.76% more ownership

Funds ownership: 58.56%59.32% (+0.76%)

14% less capital invested

Capital invested by funds: $117M → $101M (-$16.2M)

18% less funds holding

Funds holding: 5142 (-9)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

50% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 20

75% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 12

Holders
42
Holders Change
-9
Holders Change %
-17.65%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
3
Increased
10
Reduced
20
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$24.2M -$1.76M -47,188 -7%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$14M +$4.2M +112,786 +44%
Osaic Holdings
3
Osaic Holdings
Arizona
$6.84M -$496K -13,306 -7%
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$6.36M -$1.1M -29,422 -15%
VBFP
5
Valtinson Bruner Financial Planning
Minnesota
$5.61M -$3.94M -105,795 -42%
HI
6
Harbour Investments
Wisconsin
$5.4M -$3.2M -85,926 -38%
CA
7
Cetera Advisors
Colorado
$4.99M -$863K -23,163 -15%
ICG
8
InterOcean Capital Group
Tennessee
$3.53M
DFA
9
DHJJ Financial Advisors
Illinois
$3.5M -$77.9K -2,091 -2%
LNC
10
Lincoln National Corp
Pennsylvania
$2.85M -$28.5K -765 -1%
TPW
11
TL Private Wealth
Texas
$2.4M -$49.5K -1,327 -2%
OMC
12
Old Mission Capital
Illinois
$1.95M +$666K +17,877 +53%
LPT
13
Legacy Private Trust
Wisconsin
$1.8M -$122K -3,270 -6%
T
14
TRUADVICE
Florida
$1.67M -$10.1K -272 -0.6%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.58M -$1.04M -27,985 -40%
AWM
16
AE Wealth Management
Kansas
$1.55M +$38.5K +1,032 +3%
1SB
17
1ST Source Bank
Indiana
$1.54M
VCM
18
Vivaldi Capital Management
Illinois
$1.18M
Citadel Advisors
19
Citadel Advisors
Florida
$969K -$404K -10,843 -30%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$950K +$479K +12,848 +104%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$859K -$23.3K -626 -3%
KAS
22
Kestra Advisory Services
Texas
$851K +$183K +4,913 +28%
SG
23
StoneX Group
New York
$714K +$12.7K +340 +2%
CAS
24
Cascadia Advisory Services
Oregon
$628K +$38.7K +1,038 +7%
HFP
25
Holistic Financial Partners
Indiana
$595K -$132K -3,554 -18%

FNOV Hedge Fund Activity: Q2 2021 in Review

42 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF November (FNOV) for Q2 2021, worth a combined $101M — down 14% from $117M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FNOV and 3 opened new positions — a net loss of 9 holders — while 20 trimmed existing stakes and 10 added.

The largest buyer was Janney Montgomery Scott, adding an estimated $4.2M. The largest seller was PRW Wealth Management, exiting entirely with an estimated $5.59M sold.

  • 42 institutional investors held FT Vest US Equity Buffer ETF November (FNOV) as of Q2 2021, down from 51 in Q1 2021.
  • Funds reported $101M of FT Vest US Equity Buffer ETF November stock for Q2 2021, down 14% quarter-over-quarter.
  • 3 funds opened new FT Vest US Equity Buffer ETF November positions in Q2 2021 and 12 closed out, a net change of -9 holders.
  • The largest FT Vest US Equity Buffer ETF November buyer in Q2 2021 was Janney Montgomery Scott, an estimated $4.2M added.
  • The largest FT Vest US Equity Buffer ETF November seller in Q2 2021 was PRW Wealth Management, an estimated $5.59M sold.

Based on aggregated 13F filings for Q2 2021.