We are live on ! Find out more
FNOV icon

FT Vest US Equity Buffer ETF November

45 hedge funds and large institutions have $72.7M invested in FT Vest US Equity Buffer ETF November in 2021 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 5 increasing their positions, 24 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

7% more funds holding

Funds holding: 4245 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4.79% less ownership

Funds ownership: 59.32%54.53% (-4.8%)

28% less capital invested

Capital invested by funds: $101M → $72.7M (-$28.1M)

79% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 24

Holders
45
Holders Change
+3
Holders Change %
+7.14%
% of All Funds
0.79%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
5
Reduced
24
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$7.28M -$17.1M -449,802 -70%
CA
2
Cetera Advisors
Colorado
$6.25M +$1.22M +32,015 +24%
Cetera Investment Advisers
3
Cetera Investment Advisers
Illinois
$6.15M -$256K -6,737 -4%
PWM
4
PRW Wealth Management
Massachusetts
$5.38M +$5.37M +141,158 New
CAS
5
Cascadia Advisory Services
Oregon
$4.02M +$3.38M +88,822 +534%
HI
6
Harbour Investments
Wisconsin
$3.94M -$1.51M -39,630 -28%
Osaic Holdings
7
Osaic Holdings
Arizona
$3.69M -$3.2M -84,195 -47%
AI
8
Atria Investments
North Carolina
$3.69M +$3.69M +96,966 New
ICG
9
InterOcean Capital Group
Tennessee
$3.56M
DFA
10
DHJJ Financial Advisors
Illinois
$3.52M -$3.84K -101 -0.1%
LNC
11
Lincoln National Corp
Pennsylvania
$2.87M -$2.66K -70 -0.1%
TPW
12
TL Private Wealth
Texas
$2.29M -$154K -4,060 -6%
VBFP
13
Valtinson Bruner Financial Planning
Minnesota
$1.75M -$3.89M -102,353 -69%
ACM
14
Arlington Capital Management
Illinois
$1.64M +$1.63M +42,949 New
1SB
15
1ST Source Bank
Indiana
$1.55M
LPT
16
Legacy Private Trust
Wisconsin
$1.52M -$293K -7,707 -16%
AWM
17
AE Wealth Management
Kansas
$1.46M -$110K -2,886 -7%
VCM
18
Vivaldi Capital Management
Illinois
$1.18M
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$965K -$13.2M -346,322 -93%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$922K -$673K -17,702 -42%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$892K +$26.3K +691 +3%
AMC
22
Asset Management Corp
Illinois
$878K +$877K +23,060 New
KAS
23
Kestra Advisory Services
Texas
$844K -$13.4K -351 -2%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$822K -$135K -3,559 -14%
SG
25
StoneX Group
New York
$704K -$16.2K -426 -2%

FNOV Hedge Fund Activity: Q3 2021 in Review

45 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF November (FNOV) for Q3 2021, worth a combined $72.7M — down 28% from $101M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FNOV positions and 4 closed out — a net gain of 4 holders — while 5 added to existing stakes and 24 trimmed.

The largest buyer was PRW Wealth Management, opening a new position worth an estimated $5.37M. The largest seller was Commonwealth Equity Services, cutting an estimated $17.1M.

  • 45 institutional investors held FT Vest US Equity Buffer ETF November (FNOV) as of Q3 2021, up from 42 in Q2 2021.
  • Funds reported $72.7M of FT Vest US Equity Buffer ETF November stock for Q3 2021, down 28% quarter-over-quarter.
  • 8 funds opened new FT Vest US Equity Buffer ETF November positions in Q3 2021 and 4 closed out, a net change of +4 holders.
  • The largest FT Vest US Equity Buffer ETF November buyer in Q3 2021 was PRW Wealth Management, an estimated $5.37M added.
  • The largest FT Vest US Equity Buffer ETF November seller in Q3 2021 was Commonwealth Equity Services, an estimated $17.1M sold.

Based on aggregated 13F filings for Q3 2021.