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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$344M
AUM Growth
-$6.75M
Cap. Flow
-$26.4M
Cap. Flow %
-7.66%
Top 10 Hldgs %
32.83%
Holding
252
New
23
Increased
84
Reduced
77
Closed
26

Top Buys

Rank Stock Value
1
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$3.71M
2
IAU icon
iShares Gold Trust
IAU
+$2.11M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.39M
4
RDDT icon
Reddit
RDDT
+$968K
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$819K

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$4.26M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.08M
3
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$2.28M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.98M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.46M

Sector Composition

Rank Sector Weight
1 Technology 9.56%
2 Healthcare 4.13%
3 Financials 3.51%
4 Consumer Discretionary 3.31%
5 Real Estate 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYM
1
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$17.9M 5.19%
264,726
-65,564
-20% -$4.26M
AAPL icon
2
Apple
AAPL
$4.54T
$13.5M 3.91%
57,825
-3,430
-6% -$766K
SPDW icon
3
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$12.5M 3.62%
331,963
-22,475
-6% -$811K
SCHX icon
4
Schwab US Large- Cap ETF
SCHX
$71.8B
$11.4M 3.31%
504,363
+6,024
+1% +$131K
SCHO icon
5
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$11M 3.19%
448,840
-59,412
-12% -$1.44M
SHY icon
6
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$10.6M 3.08%
127,726
-17,643
-12% -$1.46M
IAU icon
7
iShares Gold Trust
IAU
$62.9B
$9.55M 2.77%
192,213
+45,070
+31% +$2.11M
SCHF icon
8
Schwab International Equity ETF
SCHF
$66.6B
$9.37M 2.72%
455,560
+15,536
+4% +$307K
SPY icon
9
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$8.85M 2.57%
15,421
+507
+3% +$280K
MSFT icon
10
Microsoft
MSFT
$3.45T
$8.45M 2.45%
19,632
+101
+0.5% +$43.2K
VTI icon
11
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$7.6M 2.21%
26,825
-146
-0.5% -$39.8K
SCHA icon
12
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$7.19M 2.09%
279,334
+149,508
+115% +$3.71M
TSLA icon
13
Tesla
TSLA
$1.23T
$6.7M 1.95%
25,607
+229
+0.9% +$52.2K
GLPI icon
14
Gaming and Leisure Properties
GLPI
$12.7B
$6.32M 1.83%
122,792
+5
+0% +$248
SPMD icon
15
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$5.84M 1.7%
106,809
-3,199
-3% -$169K
GLD icon
16
SPDR Gold Trust
GLD
$131B
$5.72M 1.66%
23,547
+194
+0.8% +$44.4K
IVV icon
17
iShares Core S&P 500 ETF
IVV
$878B
$5.42M 1.57%
9,396
-3,569
-28% -$1.98M
SPSM icon
18
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$5.37M 1.56%
117,998
-3,407
-3% -$150K
NVDA icon
19
NVIDIA
NVDA
$4.86T
$5.27M 1.53%
43,390
+751
+2% +$88.7K
ITOT icon
20
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$5.27M 1.53%
41,946
-7,100
-14% -$860K
SCHB icon
21
Schwab US Broad Market ETF
SCHB
$43.2B
$4.86M 1.41%
219,069
-3,495
-2% -$74.6K
VOO icon
22
Vanguard S&P 500 ETF
VOO
$979B
$4.41M 1.28%
8,365
-514
-6% -$261K
DVY icon
23
iShares Select Dividend ETF
DVY
$23.5B
$4.24M 1.23%
31,365
+514
+2% +$66.5K
ACWI icon
24
iShares MSCI ACWI ETF
ACWI
$32.9B
$4.02M 1.17%
33,638
-2,327
-6% -$267K
VEA icon
25
Vanguard FTSE Developed Markets ETF
VEA
$229B
$3.95M 1.15%
74,759
-442
-0.6% -$22.5K
1
2 3 4 5

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PPW
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ZAM
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TFHU
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FAN
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ZDA
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Vivaldi Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Vivaldi Capital Management held 252 positions worth $344M, down 1.9% from $351M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Vivaldi Capital Management withdrew a net $26.4M in Q3 2024, closing 26 positions and reducing 77 holdings. Its most notable exit was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, down from 9.7% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Schwab US Dividend Equity ETF worth $1.44M.

  • Vivaldi Capital Management's largest Q3 2024 buy was Schwab US Dividend Equity ETF: 51,195 shares worth $1.44M.
  • Vivaldi Capital Management added most to Schwab U.S Small- Cap ETF in Q3 2024, an estimated $3.71M increase.
  • Vivaldi Capital Management's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $4.26M.
  • Vivaldi Capital Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2024, selling an estimated $4.08M.
  • Vivaldi Capital Management's ten largest holdings make up 33% of its $344M portfolio in Q3 2024.
  • Vivaldi Capital Management opened 23 new positions and closed 26 in Q3 2024.
  • Vivaldi Capital Management's portfolio value fell 1.9% quarter-over-quarter to $344M.

Based on Vivaldi Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.