Vivaldi Capital Management’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$5.99M	Buy	120,305 +9,259	+8%	+$464K	0.83%	35
2025 Q4	$5.55M	Buy	111,046 +2,803	+3%	+$140K	0.75%	39
2025 Q3	$5.39M	Buy	108,243 +6,443	+6%	+$319K	0.76%	39
2025 Q2	$5.01M	Buy	101,800 +41,432	+69%	+$2.03M	0.75%	39
2025 Q1	$2.97M	Sell	60,368 -16,001	-21%	-$782K	0.48%	54
2024 Q4	$3.71M	Sell	76,369 -351	-0.5%	-$17.1K	0.57%	47
2024 Q3	$3.79M	Buy	76,720 +16,739	+28%	+$819K	1.1%	26
2024 Q2	$2.88M	Sell	59,981 -112	-0.2%	-$5.38K	0.82%	32
2024 Q1	$2.89M	Buy	60,093 +58	+0.1%	+$2.8K	0.84%	30
2023 Q4	$2.88M	Sell	60,035 -25,038	-29%	-$1.19M	0.86%	30
2023 Q3	$4.02M	Sell	85,073 -7,775	-8%	-$370K	1.31%	21
2023 Q2	$4.43M	Sell	92,848 -5,049	-5%	-$242K	1.36%	18
2023 Q1	$4.69M	Sell	97,897 -110,979	-53%	-$5.31M	1.42%	17
2022 Q4	$9.98M	Buy	208,876 +14,824	+8%	+$701K	2.48%	5
2022 Q3	$9.17M	Sell	194,052 -29,090	-13%	-$1.4M	2.48%	6
2022 Q2	$10.8M	Sell	223,142 -24,948	-10%	-$1.21M	2.81%	6
2022 Q1	$12.1M	Sell	248,090 -100,900	-29%	-$5M	3.14%	6
2021 Q4	$17.4M	Sell	348,990 -65,979	-16%	-$3.32M	4.04%	6
2021 Q3	$21M	Sell	414,969 -17,005	-4%	-$863K	4.55%	3
2021 Q2	$21.9M	Sell	431,974 -40,183	-9%	-$2.05M	4.4%	3
2021 Q1	$24.1M	Buy	+472,157	New	+$24.3M	4.77%	1