Vivaldi Capital Management’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Vivaldi Capital Management’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-120,305	Closed	-$5.99M	–	136
2026 Q1	$5.99M	Buy	120,305 +9,259	+8%	+$464K	0.83%	35
2025 Q4	$5.55M	Buy	111,046 +2,803	+3%	+$140K	0.75%	39
2025 Q3	$5.39M	Buy	108,243 +6,443	+6%	+$319K	0.76%	39
2025 Q2	$5.01M	Buy	101,800 +41,432	+69%	+$2.03M	0.75%	39
2025 Q1	$2.97M	Sell	60,368 -16,001	-21%	-$782K	0.48%	54
2024 Q4	$3.71M	Sell	76,369 -351	-0.5%	-$17.1K	0.57%	47
2024 Q3	$3.79M	Buy	76,720 +16,739	+28%	+$819K	1.1%	26
2024 Q2	$2.88M	Sell	59,981 -112	-0.2%	-$5.38K	0.82%	32
2024 Q1	$2.89M	Buy	60,093 +58	+0.1%	+$2.8K	0.84%	30
2023 Q4	$2.88M	Sell	60,035 -25,038	-29%	-$1.19M	0.86%	30
2023 Q3	$4.02M	Sell	85,073 -7,775	-8%	-$370K	1.31%	21
2023 Q2	$4.43M	Sell	92,848 -5,049	-5%	-$242K	1.36%	18
2023 Q1	$4.69M	Sell	97,897 -110,979	-53%	-$5.31M	1.42%	17
2022 Q4	$9.98M	Buy	208,876 +14,824	+8%	+$701K	2.48%	5
2022 Q3	$9.17M	Sell	194,052 -29,090	-13%	-$1.4M	2.48%	6
2022 Q2	$10.8M	Sell	223,142 -24,948	-10%	-$1.21M	2.81%	6
2022 Q1	$12.1M	Sell	248,090 -100,900	-29%	-$5M	3.14%	6
2021 Q4	$17.4M	Sell	348,990 -65,979	-16%	-$3.32M	4.04%	6
2021 Q3	$21M	Sell	414,969 -17,005	-4%	-$863K	4.55%	3
2021 Q2	$21.9M	Sell	431,974 -40,183	-9%	-$2.05M	4.4%	3
2021 Q1	$24.1M	Buy	+472,157	New	+$24.3M	4.77%	1

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Vivaldi Capital Management's LMBS Position: Q2 2026 in Review

Vivaldi Capital Management sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q2 2026, closing a stake of 120,305 shares — an estimated $5.99M sold.

Vivaldi Capital Management first reported a position in LMBS in Q1 2021 and held it in 21 quarters. The position peaked at $24.1M in Q1 2021. 455 funds tracked by Wall St. Rank hold LMBS as of Q2 2026.

Vivaldi Capital Management reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q2 2026 after selling out during the quarter.
Vivaldi Capital Management sold 120,305 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q2 2026, an estimated $5.99M.
Vivaldi Capital Management first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2021 and held it in 21 quarters.
Vivaldi Capital Management's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $24.1M in Q1 2021.
455 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q2 2026.

Based on Vivaldi Capital Management's 13F filing for Q2 2026.