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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-12.71%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$443M
AUM Growth
+$29.7M
Cap. Flow
+$104M
Cap. Flow %
23.36%
Top 10 Hldgs %
47.6%
Holding
255
New
37
Increased
88
Reduced
59
Closed
52

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$42.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$30.8M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$30.7M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$9.06M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$7.04M

Top Sells

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$19.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$19.2M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$10.8M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.29M
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.73M

Sector Composition

Rank Sector Weight
1 Communication Services 3.28%
2 Technology 2.58%
3 Financials 2.39%
4 Healthcare 2.32%
5 Consumer Staples 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAM
1
DELISTED
Vivaldi Opportunities Fund
VAM
$47.2M 10.64%
4,242,334
+11,093
+0.3% +$142K
BIL icon
2
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$42.8M 9.66%
+467,267
New +$42.8M
SHY icon
3
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$31.2M 7.04%
+360,076
New +$30.8M
SCHO icon
4
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$31.2M 7.03%
+1,204,686
New +$30.7M
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$12.1M 2.74%
47,090
+2,917
+7% +$890K
META icon
6
Meta Platforms (Facebook)
META
$1.42T
$10.6M 2.39%
63,510
+717
+1% +$140K
SPDW icon
7
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$10.1M 2.28%
422,334
+102,781
+32% +$2.94M
SPYM
8
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$9.38M 2.11%
309,987
-35,779
-10% -$1.28M
MUI
9
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$8.44M 1.9%
646,244
+338,251
+110% +$4.82M
MYI icon
10
BlackRock MuniYield Quality Fund III
MYI
$709M
$8.03M 1.81%
628,211
+194,755
+45% +$2.63M
ACWI icon
11
iShares MSCI ACWI ETF
ACWI
$32.9B
$7.65M 1.73%
+122,331
New +$9.06M
AFB
12
AllianceBernstein National Municipal Income Fund
AFB
$313M
$6.4M 1.44%
501,976
+144,198
+40% +$1.97M
SCHB icon
13
Schwab US Broad Market ETF
SCHB
$43.2B
$5.86M 1.32%
+581,784
New +$7.04M
VTI icon
14
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$5.46M 1.23%
42,327
-3,591
-8% -$555K
IVV icon
15
iShares Core S&P 500 ETF
IVV
$878B
$5.4M 1.22%
20,901
-2,960
-12% -$907K
KTF
16
DWS Municipal Income Trust
KTF
$346M
$5.18M 1.17%
480,633
+450,583
+1,499% +$5.1M
NAD icon
17
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$5.04M 1.14%
367,051
+193,967
+112% +$2.8M
NEA icon
18
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$5.02M 1.13%
370,552
+188,415
+103% +$2.68M
EFA icon
19
iShares MSCI EAFE ETF
EFA
$78B
$4.56M 1.03%
85,325
-22,846
-21% -$1.45M
AAPL icon
20
Apple
AAPL
$4.54T
$4.27M 0.96%
67,156
+4,608
+7% +$339K
ISD
21
PGIM High Yield Bond Fund
ISD
$415M
$4.26M 0.96%
367,567
-4,099
-1% -$58.6K
EVV
22
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$4.21M 0.95%
398,275
+189,731
+91% +$2.35M
NVG icon
23
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$4.15M 0.94%
+282,918
New +$4.57M
VEA icon
24
Vanguard FTSE Developed Markets ETF
VEA
$229B
$3.99M 0.9%
119,608
+3,800
+3% +$152K
VKQ icon
25
Invesco Municipal Trust
VKQ
$541M
$3.88M 0.88%
331,990
+171,924
+107% +$2.13M
1
2 3 4 5

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Vivaldi Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Vivaldi Capital Management held 255 positions worth $443M, up 7.2% from $414M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Vivaldi Capital Management deployed $104M of net new capital in Q1 2020, opening 37 new positions and adding to 88 existing holdings. Its largest new stake was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 467,267 shares worth $42.8M.

By sector, the portfolio is most concentrated in Communication Services at 3.3% of assets, down from 4.5% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was First Trust Preferred Securities and Income ETF, an estimated $10.8M trimmed.

  • Vivaldi Capital Management's largest Q1 2020 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 467,267 shares worth $42.8M.
  • Vivaldi Capital Management added most to DWS Municipal Income Trust in Q1 2020, an estimated $5.1M increase.
  • Vivaldi Capital Management's biggest Q1 2020 reduction was First Trust Preferred Securities and Income ETF, cutting an estimated $10.8M.
  • Vivaldi Capital Management fully exited iShares Ultra Short Duration Bond Active ETF in Q1 2020, selling an estimated $19.3M.
  • Vivaldi Capital Management's ten largest holdings make up 48% of its $443M portfolio in Q1 2020.
  • Vivaldi Capital Management opened 37 new positions and closed 52 in Q1 2020.
  • Vivaldi Capital Management's portfolio value rose 7.2% quarter-over-quarter to $443M.

Based on Vivaldi Capital Management's 13F filing for Q1 2020, filed 15 May 2020.